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1 Apr 2010, 8:34 am by structuredsettlements
The company repurchased all of Hartford Financial Sevices Group's preferred shares issued to the United States Treasury under the Capital Purchase Program (a/k/a Troubled Asset Relief Program, a/k/a TARP).The government still holds warrants for about 52 million shares of Hartford common stock at an initial exercise price of $9.79 per share.Hopefully this is good news for Hartford Life insurance policyholders and structured settlement annuitants.Hartford Announces New CEO… [read post]
10 Dec 2015, 6:32 am
The company expects to report losses of over $300 million due to reassessing goodwill and intangible assets. [read post]
23 Nov 2010, 5:00 am by J Robert Brown Jr.
Lumpkins currently serves as a director of Ecolab, Inc., a cleaning and sanitation products and services provider; a Senior Advisor to Varde Partners, Inc., an asset management company specializing in alternative investments; and a member of the Advisory Board of Metalmark Capital, a private equity investment firm. [read post]
29 Aug 2018, 8:32 am by SSEK Law
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
27 Aug 2018, 5:00 pm by ccollins
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
14 Jun 2012, 6:00 am by Julia Kim
ResCap and Ally Will Not Challenge Repurchase Claims In Part 1 of this series, we discussed the circumstances leading to the bankruptcy filing of Residential Capital (ResCap) , a residential mortgage loan originator and a subsidiary of Ally Financial Inc. [read post]
25 Mar 2019, 9:15 am by Silver Law Group
GPB Capital Holdings, a New York-based “alternative asset investment firm” that invests in car dealerships and trash hauling companies, has been the subject of a tremendous amount of bad news lately. [read post]
11 May 2023, 10:02 pm by The White Law Group
  The company filed a form D to raise capital from investors for the offering Vinebrook Homes Trust Inc., a non-traded REIT. [read post]
15 Mar 2010, 6:03 pm by jefhenninger
The Park Avenue Bank was also an applicant to the Capital Purchase Program of the Troubled Asset Relief Program (“TARP”). [read post]
1 Sep 2010, 12:42 am by Randall Reese
 The company, which was formerly Greenwich Street Capital Partners, Inc., was founded in 1994 as a subsidiary of Travelers Group, Inc. [read post]
2 Apr 2023, 6:30 am
In light of this, there is a much greater need for asset managers to scrutinize corporate lobbying practices and political spending as part of their role as stewards of investors’ capital. [read post]
2 Apr 2023, 6:30 am
In light of this, there is a much greater need for asset managers to scrutinize corporate lobbying practices and political spending as part of their role as stewards of investors’ capital. [read post]
26 Apr 2022, 8:14 am by IncNow
The owners’ liability is limited to the capital and other investments they contribute to the business. [read post]
31 Jul 2009, 9:27 am
Further alleged by the SEC is that Ferguson, 37, told investors that he was the president of Strong Capital Investments, Inc., based in Chula Vista, California. [read post]
24 Apr 2015, 10:46 am by SEClaw Staff
-Based Pacific West Capital Group Charged With Fraud in Sale of Life Settlement InvestmentsLos Angeles-based Pacific West Capital Group Inc. and its owner have been charged with fraud in the sale of “life settlement” investments.Oregon-Based Defense Contractor Charged With FCPA ViolationsOregon-based FLIR Systems Inc. has been charged with violating the Foreign Corrupt Practices Act (FCPA) by financing what an employee termed a “world tour”… [read post]
15 Jun 2021, 8:49 am by jeffreynewmanadmin
It also recently added head of enterprise compliance Ian Rooney from Morgan Stanley; associate GC for commercial Molly Abraham from flying car company Kitty Hawk Inc; and associate GC for consumer product Lindsay Danas Cohen from Velocity Markets Inc, a digital asset firm now owned by Securitize Inc. [read post]