Search for: "Capital Transaction Group Inc." Results 181 - 200 of 944
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31 Jan 2022, 6:41 am by Silver Law Group
Inc., Ryan, Beck & Co., LLC, Gruntal & Co., LLC, and several other firms. [read post]
30 Nov 2011, 8:19 am
Both transactions collapsed after markets plunged in late 2008. [read post]
17 Mar 2017, 6:00 am
Tax Reform: Strategies for Executing Transactions in the Face of Uncertainty Posted by Nicholas J. [read post]
1 Feb 2021, 1:47 pm by Silver Law Group
The Securities & Exchange Commission (SEC) found that Bill Hightower was, while employed for Legacy Asset Securities, also the CEO of Hightower Capital Group (HCG). [read post]
14 Oct 2013, 6:11 am by D. Daxton White
– The funds engage in transactions, such as securities purchase and sales transactions and repurchase agreement transactions, directly with UBS Puerto Rico and possibly other affiliates. [read post]
15 Nov 2016, 1:40 am by Constanty Okolie
Background Facts In this case the Defendants, a Spanish tourist group (the “Charterers”) chartered the ‘New Flamenco’ (the “Vessel”) from her then owners. [read post]
2 Feb 2021, 7:41 am by Silver Law Group
His previous employers include Worden Capital Management LLC (CRD#:148366) and Legend Securities, Inc. [read post]
24 Mar 2022, 6:55 am by Silver Law Group
His previous employers were National Securities Corporation (CRD#:7569) and Prime Capital Services, Inc. [read post]
19 Feb 2018, 6:00 am by Amber Walsh
Petra Capital Partners — Founded in 1996, Petra provides growth capital for middle-market companies. [read post]
19 Oct 2015, 8:00 am by Jetta Sandin
But in July 2013, Leucadia violated the premerger notification requirements again, this time by failing to report a conversion of its ownership interests in the financial services company, Knight Capital Group, Inc. [read post]
17 Apr 2019, 11:23 am by Kirk Jenkins
  All shareholders were barred from buying or selling aluminum to anyone not in the group without the consent of the directors. [read post]
22 Jun 2015, 8:49 am by John Jascob
Rector-Phillips-Morse, Inc., the court has held that the Arkansas Securities Act should not be given a narrow construction. [read post]
27 May 2021, 7:47 am by The White Law Group
He was reportedly registered with Southeast Investments, NC Inc. in Charlotte, NC for 7 years and prior to that he worked for Capital Investment Group, Inc. [read post]