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14 Aug 2012, 6:33 am
(Photo credit: Wikipedia)An offensive against television streaming services was launched last week in the United States District Court for the Central District of California via a four-count, 17-page complaint, Fox Television Services, Inc. et al. v. [read post]
28 Aug 2018, 6:40 am
On 24 August 2018, the European Central Bank (ECB) published an opinion (dated 22 August 2018) on the legislative package on prudential supervision of investment firms. [read post]
26 Jan 2018, 2:39 am
The opinion notes that innovation is not confined to new financial products and services. [read post]
26 Jun 2020, 8:51 am
Article 5 of Regulation (EC) 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies. [read post]
29 Aug 2011, 6:04 am
Previously separate government agencies enforced these acts, but now there will be one centralized bureau to enforce consumer regulations. [read post]
29 Oct 2013, 12:26 pm
Suing the internet service provider. [read post]
25 Oct 2013, 3:18 am
Photo Image Credit: The Guardian [read post]
21 Dec 2015, 12:37 pm
The final draft RTS relate to: The capital requirements for CSDs (required under Article 47); The additional risk-based capital surcharge reflecting the risks resulting from ancillary banking services (required under Article 54); and Details of the frameworks and tools for the monitoring, the measuring and management, the reporting and the public disclosure of credit and liquidity risks (required under Article 59). [read post]
11 Jun 2012, 12:20 pm
“The Antitrust Division is investigating the possibility of anticompetitive practices in the credit derivatives clearing, trading and information services industries,” said Justice Department spokeswoman Alisa Finelli. [read post]
7 Nov 2011, 3:00 am
Photo credit: snigl3t (license) [read post]
9 Feb 2023, 7:12 am
In the EU, this restriction included the provision of credit rating services and central securities depository services to Russian parties. [read post]
18 Aug 2014, 7:00 am
At the time of the scheme, Barroso worked as a commercial services manager for Oklahoma Central Credit Union (OCCU) where her duties included marketing and servicing commercial loans. [read post]
22 Aug 2016, 12:19 pm
Harrigan, Chief Risk Officer and General Counsel, Service Credit Union, Portsmouth, NH Ricardo Ledezma, Corporate Compliance Assurance Manager, San Antonio Federal Credit Union, San Antonio, TX Sarah Marshall, Chief Executive Officer, North Side Community Federal Credit Union, Chicago, IL Dayatra T. [read post]
21 Jun 2017, 11:23 am
While the firm ran a credit check and reviewed the registered representative’s Central Registration Depository (CRD) record upon hire, it relied almost entirely on the registered representative being forthcoming. [read post]
21 Jun 2017, 11:23 am
While the firm ran a credit check and reviewed the registered representative’s Central Registration Depository (CRD) record upon hire, it relied almost entirely on the registered representative being forthcoming. [read post]
24 Apr 2020, 8:13 am
The BCAR Rules seek to introduce: a new method for calculating the exposure amount of counterparty credit risk arising from derivatives contracts; and revisions to the capital treatment of default fund contributions and exposures in respect of access to central clearing services through multiple layers of intermediaries. [read post]
21 Jul 2011, 4:00 am
It seems to me highly unlikely that a US court would quarrel with a foreign central authority’s assertion that service complied with the central authority’s local law. [read post]
12 Aug 2019, 12:30 pm
The burden of lack of access to banking services such as credit cards does not fall equally. [read post]
9 Jan 2012, 7:49 am
Photo Credit: Eversheds, LLP. [read post]
11 Aug 2012, 9:34 am
These measures would obligate the central counterparty governing bodies to refrain from making decisions regarding their governance and operations with the intention of circumventing any EMIR client protection or transparency requirement, and to actively consider the interests of all stakeholders, including clients, in providing clearing services and managing the central counterparty. [read post]