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7 Feb 2024, 9:10 am
The claim alleges that Advisory Group Equity Services LTD unsuitably invested its clients in a variety of complex, non-traded alternative investments, including the following: ICAP Pacific Northwest Oppty. [read post]
12 Dec 2016, 8:53 am
The decision is B&B Medical Services, Inc.; Ed Medical, Inc., B-409705.4 (December 5, 2016), available at http://www.gao.gov/assets/690/681412.pdf. [read post]
19 Nov 2013, 10:08 am
In Talbert Services, Inc. v. [read post]
12 Apr 2010, 9:19 am
In TEKsystems, Inc. v. [read post]
4 Aug 2018, 8:10 am
(Montana Supreme Court, July 24, 2018, Associated Management Services, Inc. v. [read post]
13 Apr 2020, 10:34 am
The securities lawyers of Gana Weinstein LLP recently filed a complaint on behalf of a client alleging that William Fox (Fox) and The Fox Alliance, registered with New England Securities (now MML Investors Services LLC) and First Allied Securities, Inc., (First Allied) and the firms failed to supervise Fox’s recommendations and investment activity in alternative investments. [read post]
16 Apr 2018, 5:57 am
Chicago Investment Advisor Sentenced to More Than 12 Years in Federal Prison for Misappropriating $5.2 Million in Client Funds (DOJ Press Release)https://www.justice.gov/usao-ndil/pr/chicago-investment-advisor-sentenced-more-12-years-federal-prison-misappropriating-52Investment advisor Daniel Glick owned and operated Financial Management Strategies Inc., Glick Accounting Services Inc., and Glick & Associates Ltd., through which he purportedly provided… [read post]
12 Jun 2009, 1:10 pm
.; Director of Client Services, Fios, Inc. [read post]
7 Mar 2014, 7:40 am
The Financial Industry Regulatory Authority (FINRA) fined SAL Financial Services, Inc. dba Sterne Agee Financial Services, Inc. [read post]
7 Jan 2016, 8:23 am
Brotman Financial Group Inc., a financial services firm whose professionals offer wealth management services to multi-generational families, announced that Kevin Appler, CFP has joined the firm as an associate adviser. [read post]
22 Dec 2018, 8:23 am
From August 2012 until August 2017 Kelly was associated with Capital Financial Services, Inc. [read post]
19 Apr 2011, 10:31 am
Specifically, online service providers should consider undertaking the kind of measures described in Tiffany (NJ), Inc. v. eBay (2d. [read post]
25 Aug 2023, 11:47 am
Woodbury Financial Services, Inc. [read post]
6 Jan 2018, 12:26 pm
The law offices of Gana LLP recently filed a complaint before The Financial Industry Regulatory Authority (FINRA) on behalf of a couple against brokerage firm Comprehensive Asset Management and Servicing, Inc. [read post]
21 Feb 2012, 11:32 pm
I found Deaf Choice Inc to provide excellant interpreters. [read post]
4 Jan 2012, 6:03 am
“We are enhancing the strengths of two market leaders into one unparalleled service portfolio that is uniquely poised to serve our clients’ individual litigation support requirements. [read post]
30 Jun 2009, 11:09 am
(c) Legal Expert Connections, Inc., 866-417-7025 www.legalexpertconnections.com [read post]
14 May 2017, 5:27 am
(Westminster), Concorde Investment Services, LLC (Concorde Investment), and IFS Securities (IFS). [read post]
12 Dec 2008, 3:02 pm
Client Advocacy Service (716) 886-1242 A public interest legal advocacy center providing civil legal representation to mental health clients 18 years and older for Social Security Disability (SSD) benefits, Supplemental Security Income (SSI), Public Assistance, Medicaid & Food Stamps. [read post]
19 Feb 2008, 12:19 am
NEW YORK, Feb. 19 /PRNewswire/ -- Oce Business Services, Inc., a leader in document process management and electronic discovery, today announced that it has been named to the top-ranked Leaders Category of the International Association of Outsourcing Professionals' (IAOP) 2008 Global Outsourcing 100 list. [read post]