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13 Oct 2021, 1:53 pm
As we have noted in earlier posts, in the wake of the Supreme Court’s finding that Section 13(b) of the FTC Act does not allow for monetary restitution, the Federal Trade Commission has been attempting to creatively utilize other provisions of the Act in order to obtain money from the companies and individuals it prosecutes. [read post]
19 Oct 2010, 3:05 pm
The SEC is requesting public comment related to a study of how the Commission could reduce the burden of complying with Section 404(b) of the Sarbanes-Oxley Act of 2002 for companies whose public float is between $75 million and $250... [read post]
12 Apr 2019, 12:01 pm
Gibbons attorneys Russell B. [read post]
13 Jun 2011, 12:27 pm
Section 10(b) of the Securities and Exchange Act [materials] prohibits any manipulation or deception in connection with the purchase or sale of securities. [read post]
26 Aug 2020, 5:04 am
Former company man testifying against the company! [read post]
24 May 2018, 9:56 am
Minimal initial investment amount. b. [read post]
2 Jul 2012, 3:59 pm
1B requirements, and is clearly an employee of the overseas company. [read post]
25 Mar 2016, 9:27 am
It is a certified B Corporation and gets high marks for sustainability. [read post]
16 Feb 2012, 7:56 am
MANCHESTER, NH - Eldridge Investment Advisors has released an alert to companies with employer-sponsored defined contribution retirement plans, including 401(k) and 403(b), of new deadlines associated with ERISA 408(b)(2). [read post]
8 Mar 2011, 7:57 am
In this case Jaster alleged that Shelter Mutual Insurance Company (Shelter) was an agent of Michael Hanna d/b/a Cornerstone Replacement Services (Cornerstone). [read post]
4 Mar 2020, 12:36 pm
The Transamerica Capital Preservation Option is a group annuity contract issued by Transamerica Life Insurance Company. [read post]
18 Dec 2020, 4:48 am
By a vote of 4 to 1, the FTC issued the orders to conduct a study, authorized by section 6(b) … Continue reading FTC Issues 6(b) Orders to Social Media and Video Streaming Services [read post]
22 Feb 2019, 6:08 am
B&C is now scheduling its TSCA Tutor sessions with a full schedule available online. [read post]
5 Nov 2013, 4:27 am
That said, I want to spend a moment to talk about Coverage A and Coverage B. [read post]
6 Sep 2016, 6:53 am
In their view, this would significantly impact the quality of financial reporting by public companies to the detriment of investors by allowing many more companies to avoid the Section 404(b) requirements.SOX 404(b). [read post]
14 Apr 2012, 2:50 am
The Company Law Board, before appointing an Auditor, has taken note of the existence of the circumstances, as stipulated by clauses (i), (ii) and (iii) of Section 237 (b). [read post]
1 Mar 2018, 2:43 pm
Definition Under 6 USC 395 (b) appeared first on Watson & Associates LLC. [read post]
5 Jul 2019, 3:30 am
Coleman & Alexandra B. [read post]
7 Dec 2009, 12:20 pm
The site visits are aimed at reducing cases of H1-B violations and fraud. [read post]
31 Jan 2010, 7:17 am
The SEC and Foreign Companies - A Balance of Competing Interests, by Kenneth B. [read post]
