Search for: "D & A LLC" Results 181 - 200 of 14,050
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10 May 2022, 7:02 am by The White Law Group
Torch Securities LLC Censured and Fined for Supervisory Issues in Connection with Private Placement offerings  According to a document posted this week by the Financial Industry Regulatory Authority (FINRA), the regulator has censured and fined Torch Securities LLC (CRD No. 133642) $17,500 for supervisory issues. [read post]
5 Sep 2017, 12:27 pm by Adam Gana
The investment lawyers of Gana LLP are investigating allegations by the Securities and Exchange Commission (SEC) finding that LPL Financial LLC (LPL) advisor, Sonya D. [read post]
15 Nov 2012, 5:49 am by Eva Rosenberg
[Note: If you were subscribed to the e-mailed version of TaxQuips, you’d be getting other exciting news and tips by e-mail, that never appear on the site. [read post]
16 Feb 2011, 9:17 am by Matthew McKinney
  A limited liabilty company is dissolved, and its activities must be wound up, upon the occurrence of any of the following: d. [read post]
27 Dec 2021, 6:50 am by Zamansky LLC
Inc. in Atlanta, and Livingston Group Asset Management d/b/a Southport Capital. [read post]
23 Nov 2010, 8:10 am by admin
If you’d like to discuss setting up legal protection for your business, give me a call at 716 631 9999 or TOLL FREE at 800 729 4571 for a Free Consultation. [read post]
25 Aug 2021, 8:13 am by Iorio Altamirano
On August 20, 2021, the United States Securities and Exchange Commission (“SEC”) filed an emergency action to stop a fraudulent Ponzi scheme allegedly perpetrated by Marietta, Georgia resident John Woods and two entities he controls: registered investment adviser Livingston Group Asset Management Company, d/b/a Southport Capital (“Southport”), and investment fund Horizon Private Equity, III, LLC. [read post]
2 Nov 2010, 12:17 pm by Steve Bainbridge
"  Still, I'd much prefer if, after this determination is made, the court would refer to the entity as the "LLC" or the "company. [read post]
27 Dec 2022, 4:24 am by Peter J. Sluka
  The sale of all or substantially all of the business; or            d. [read post]
22 Feb 2017, 10:12 am by Renae Lloyd
The company often raises money for investments through Reg D private placement offerings like the company did for South Central Texas Minerals LLC. [read post]
5 Jun 2022, 4:00 pm by J. Ross Pepper
SECTION (d): “ADVANCES FOR EXPENSES”   This section provides for the advancement of reasonable expenses, most of which will no doubt be for attorney’s fees, before the lawsuit or arbitration proceeding is resolved. [read post]
22 Apr 2022, 4:38 pm
§ 1965(d), which such claim permits nationwide service of process on a defendant and the exercise of personal jurisdiction in any federal district court under Rule 4(k)(1)(C). [read post]