Search for: "Depository Trust Company"
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4 Apr 2022, 9:01 pm
If a company builds a crypto market that protects investors and meets the gold standard of our market regulations, then customers will be more likely to trust and have greater confidence in that market. [read post]
10 Feb 2010, 6:21 pm
,” the name used by The Depository Trust Company (“DTC”). [read post]
30 May 2011, 8:39 am
S985aEstates -- Creditors' rights -- Where bank was secured creditor of deceased physician's professional association under a note and mortgage which provided bank with right of setoff in all professional association's accounts with bank, with decedent being a personal guarantor of the note, it was error to enter order directing transfer of funds in professional association's account at bank to the depository account established for the administration of decedent's… [read post]
26 May 2015, 2:50 pm
Guidance Update Regarding Key Employee Trusts and Family Office Rule. [read post]
26 May 2015, 2:50 pm
Guidance Update Regarding Key Employee Trusts and Family Office Rule. [read post]
9 Dec 2020, 2:13 pm
The accounting fraud for both companies was eventually discovered by internal audits or SEC probes and are examples of the more traditional path leading to a securities class action being brought against any company. [read post]
25 Jun 2010, 9:22 am
The advisory vote on executive compensation is designed to give shareholders a powerful opportunity to hold accountable executives of the companies they own, and a chance to disapprove where they see the kind of misguided incentive schemes that threatened individual companies and, in turn, the broader economy..The shareholder advisory vote on executive pay will not [read post]
18 Mar 2011, 6:58 pm
The bill calls for the transfer of the assets of the pools securing the covered bonds out of the receivership estate and into a separate estate solely for the benefit of the covered bondinvestors.Any covered bond issued or guaranteed by a bank will be treated as a security issued or guaranteed by a bank under section 3(a)(2) of the Securities Act and section 3(c)(3) of the Investment Company Act, as well as section 304(a)(4)(A) of the Trust Indenture Act. [read post]
28 Oct 2019, 11:44 am
Proposition 9 would exempt precious metals held in depositories from the tangible personal property tax. [read post]
26 Aug 2018, 3:51 pm
FACTUAL BACKGROUND In October 2017, DFS initiated an investigation of the Carry Guard insurance program, focusing on two insurance companies, Chubb Ltd. [read post]
5 Dec 2023, 9:05 pm
., the nominee of the Depository Trust Company, and its books will show transfers from one broker to another. [read post]
16 Apr 2021, 8:43 am
Josh Hawley of Missouri has introduced the Trust-Busting for the Twenty-First Century Act, which a press release stated would take back control from big businesses and “return it to the American people” through cracking down on mergers and mega-acquisitions. [read post]
29 Jan 2024, 12:00 pm
The moving company allegedly sold thousands of Morgan Stanley devices, some with customer data, on an internet auction site. [read post]
12 Mar 2009, 9:09 am
Eligible ABS must: be issued on or after January 1, 2009 (except in limited circumstances) and satisfy timing rules for the underlying credit exposures; be U.S. dollar-denominated; be cash ABS (not synthetic); be either (1) rated in the highest long-term or short-term rating category by at least two major nationally recognized statistical rating organizations (NRSROs) and without a credit rating below the highest category from any major NRSRO or (2) backed by a pool of SBA-guaranteed small business… [read post]
12 May 2024, 9:01 pm
”[17] Section 655.005 of the Florida Statutes defines “financial institutions” broadly to include, among others, state or federal banks, trust companies, credit unions and international banking corporatio [read post]
21 May 2010, 4:38 am
Section 929C.PCAOB The Madoff fraud revealed that the Public Company Accounting Oversight Board lacked the powers it needed to examine the auditors of broker-dealers. [read post]
6 May 2023, 2:49 pm
At many companies the percentage of shares held by institutional investors is 70%+. [read post]
2 May 2017, 8:17 am
Instead of charging for an upgrade, in 2016 the company introduced a new subscription payment structure. [read post]
5 Jul 2011, 6:03 am
The closing for Abacus occurred in New York City and Goldman delivered the notes through the book entry facilities of Depository Trust Company in New York City. [read post]
5 Jul 2011, 6:03 am
The closing for Abacus occurred in New York City and Goldman delivered the notes through the book entry facilities of Depository Trust Company in New York City. [read post]
