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16 Apr 2020, 12:37 pm
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Jeffrey McHale (McHale), currently employed by Ameriprise Financial Services, LLC (Ameriprise) has been subject to at least three customer complaints during the course of his career. [read post]
5 Dec 2011, 9:50 am
Atlanta-based Doument Technologies is a provider of outsourced litigation support services, including facilities management services and electronic and paper discovery.PRESS RELEASEHarvest Partners, LP (“Harvest”), a New York-based private equity firm, and the management team of Document Technologies, Inc. [read post]
21 Jan 2012, 4:20 pm
Document Solutions Inc., headquartered in Nashville with offices in Knoxville and Cincinnati, is merging with Knoxville Document Pros. [read post]
21 Jan 2012, 4:20 pm
Document Solutions Inc., headquartered in Nashville with offices in Knoxville and Cincinnati, is merging with Knoxville Document Pros. [read post]
12 Dec 2020, 7:45 am
Magill was a dually registered and licensed financial advisor with Foreside Fund Services and as a Registered Investment Adviser with WBI Investments, Inc. out of Boca Raton, Florida. [read post]
4 Sep 2015, 11:34 am
FINRA is dedicated to investor protection and market integrity through effective regulation and compliance and technology-based services. [read post]
2 May 2019, 6:51 am
The acquisition is expected to become final after the audit completion of E-Connect Software’s financial statements. [read post]
8 Sep 2010, 11:45 am
The TMX Group Inc. issued a paper today providing its unique perspective on issues deriving from the financial crisis and discussing how the core competencies of a combined regulated exchange and clearing house are designed to meet G-20 objectives respecting improving over-the-counter (OTC) derivatives markets. [read post]
1 Sep 2021, 1:06 pm
Network 1 Financial Securities, Inc. was the managing underwriter for the offering. [read post]
14 Jul 2010, 7:27 am
The suit names Frisco Marketing of New York LLC, doing business as SmartBuy and SmartBuy Computers and Electronics; Integrity Financial of North Carolina Inc.; Britlee, Inc., doing business as MilitaryZone; GJS Management Inc. and Rome Finance Company Inc. and Rome Finance Co. [read post]
14 Aug 2012, 5:46 am
Financial Services Inc. [read post]
14 Aug 2012, 5:46 am
Financial Services Inc. [read post]
21 Jan 2021, 7:12 am
., Royal Alliance Associates, Inc., Securities America Advisors, Inc, Summit Financial Group, Inc., and American Portfolios Financial Services. [read post]
14 Aug 2012, 5:46 am
Financial Services Inc. [read post]
14 Aug 2012, 5:46 am
Financial Services Inc. [read post]
6 Jun 2021, 5:28 pm
” In its SEC filing, Intapp describes itself as “the industry cloud for professional and financial services firms. [read post]
27 Jan 2015, 2:37 pm
Against the backdrop of a judicial challenge to the Financial Stability Oversight Council’s (FSOC) designation of Met Life, Inc. as a systemically important financial institution (SIFI) under the Dodd-Frank Act, the House Financial Services Committee said that it would conduct significant oversight of the FSOC this year to assess its effectiveness in carrying out its statutory responsibility to make financial markets more… [read post]
14 Nov 2018, 2:54 pm
His BrokerCheck record notes that he was previously a broker for Banc of America Investment Services, Inc. and Citigroup Global Markets (C). [read post]
18 May 2008, 5:08 am
Copyright © 2008 Sequence Inc. [read post]
25 Feb 2009, 7:08 am
Epiq Systems, Inc. [read post]
