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13 Aug 2012, 8:08 am by Felix Shipkevich
LIBOR Investigation Reenergizes CFTCAs the CFTC widens its LIBOR probe in the wake of a $450 million settlement with Barclays, the agency continues to apply the active approach to regulation that has been favored by Chairman Gary Gensler since he took the helm in 2009. [read post]
17 Oct 2022, 6:30 am
Rulemaking Activity An Active Rulemaking Period with Gary Gensler at the Helm of the SEC Since taking office as the SEC Chair in April 2021, Gary Gensler’s SEC has been busy publishing rule proposals, targeting current hot-button areas such as issuer share repurchases, insider trading and cybersecurity as well as topics such as clawback rules and pay-versus-performance disclosure, which have been a part of the SEC agenda since the Dodd-Frank Act was enacted… [read post]
25 Aug 2011, 1:44 pm by Felix Shipkevich
CFTC to propose implementation schedules for Dodd-Frank reformAt the Office of the Chief Economist’s Conference on Commodity Markets, CFTC Chairman Gary Gensler announced that the Commission would be proposing two phased implementation timelines for new swap transaction regulations proposed under the Dodd-Frank Act. [read post]
27 Jan 2022, 3:30 am by John Jenkins
” Unfortunately, Gary Gensler didn’t provide any insight as to the timing of a rule proposal, but it clearly remains on his “to do” list. [read post]
1 Sep 2021, 6:34 am
In his remarks before the Principles for Responsible Investment “Climate and Global Financial Markets” webinar on July 28, 2021, SEC Chair Gary Gensler provided insights into what companies might expect from the SEC’s upcoming climate disclosure rules. [read post]
27 Oct 2023, 4:15 am by David Lynn
As I noted in the blog earlier this week, yesterday SEC Chair Gary Gensler participated in a program organized by the U.S. [read post]
25 Jul 2023, 3:25 am by David Lynn
SEC Chair Gary Gensler will provide pre-recorded remarks, and Commissioner Mark Uyeda will be in attendance. [read post]