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18 Aug 2019, 8:07 am
(CRD #6312, Orange, California) Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish and maintain a supervisory system, including WSPs, for reviewing and monitoring mutual fund switches reasonably designed to achieve compliance with FINRA suitability requirements and failed to reasonably supervise short-term switches of Class A mutual fund shares conducted by two firm registered representatives.Nicolas Jesus… [read post]
13 Mar 2020, 3:00 am
We’re prepared to advise you throughout the process, so please contact our locations in Glen Burnie, Owings Mills, Ellicott City, or Annapolis, MD today to schedule a no-cost consultation today. [read post]
13 Nov 2007, 11:31 pm
I look on these short, directly quoted expressions from the two women in the news story as "news-facts" and see them as in the public domain. [read post]
21 Feb 2017, 8:00 am
In short, African-American women are three times more likely to die from pregnancy-related causes than white women. [read post]
27 Nov 2006, 4:46 am
Glen D. [read post]
4 Apr 2011, 8:53 am
Is your manager’s attempt to motivate reminiscent of David Mamet’s play, Glengarry Glen Ross? [read post]
15 Jun 2009, 3:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: Sino-Japanese IPR Memorandum of Understanding (IP Dragon) (China Hearsay) (Managing Intellectual Property) Canada Supreme Court rejects Scotch Whisky Association’s appeal of decision allowing Glenora Distillers to use the word GLEN in its trade mark for Canadian whisky (Excess Copyright) (Canadian Trademark Blog) (ipblog.ca) Global… [read post]
15 Aug 2016, 10:51 am
Those important questions are addressed by the August 12, 2016 published opinion of the Sixth Appellate District Court of Appeal in Friends of the Willow Glen Trestle v. [read post]
16 Apr 2012, 3:00 am
A bloody melee erupted (captured on videotape here) in which some combatants used short swords, cricket bats and other makeshift weapons. [read post]
16 Apr 2012, 3:00 am
A bloody melee erupted (captured on videotape here) in which some combatants used short swords, cricket bats and other makeshift weapons. [read post]
31 Dec 2016, 8:17 am
In a different time and place, this traditional-conservative Latina Republican judge married to a former Houston police officer would be on a GOP short list for the US Supreme Court. [read post]
22 Apr 2014, 7:41 am
(collectively “Glen- mark”) filed an abbreviated new drug application (ANDA) for the generic counterpart of this product. [read post]
3 Nov 2013, 8:05 pm
Evidently, Glen Plaid was right. [read post]
18 Jan 2021, 7:58 pm
The case is Willow Glen Trestle Conservancy v. [read post]
21 Jun 2010, 6:42 am
Being local means you can go to a second (or third, or fourth) interview on short notice. [read post]
30 Nov 2020, 4:30 am
Glen Gehar tried to get a paper published “on the topic of political motivations that underlie academic values of academics,” inspired by a talk by Jonathan Haidt, who founded Heterodox Academy. [read post]
22 Jan 2008, 3:15 pm
-Cyr (BQ) Jeanne-Le Ber Ecole de Technologie Superieure 6.1 percent Liberal Robert Bouchard (BQ) Chicoutimi-Le Fjord U of Quebec - Chicoutimi 9.3 percent Liberal Marcel Proulx (L) Hull-Aylmer U of Quebec - Outaouais 3.3 percent Bloc There are several important ridings for the Conservatives here as well - Saint Boniface… [read post]
8 Mar 2018, 10:55 am
From offices in Oak Brook, near Glen Ellyn and Aurora, we serve clients throughout Illinois and the Midwest. [read post]
4 Mar 2008, 4:13 pm
Glen Lavy, for an advocacy group defending the ban: C-. [read post]
30 Jan 2007, 5:12 am
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Contract LawTuesday, January 30, 2007By Glen BanksGlen Banks, a partner at Fulbright & Jaworski, writes that the the U.S. [read post]
