Search for: "Goldman Sachs & Co. "
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26 Apr 2010, 1:55 am
The Securities and Exchange Commission’s high profile enforcement action against Goldman Sachs & Co. [read post]
10 Jan 2008, 9:35 am
Plotkin, a former Goldman Sachs associate, will serve 57 months in prison for his involvement in insider trading. [read post]
4 Dec 2006, 6:14 am
Suzanne Nora Johnson, the highest-ranking woman at Goldman Sachs, is retiring from the firm. [read post]
28 Nov 2022, 3:50 am
Sexism on Wall Street: The Cowardly Silence of FINRA's Board of Governors (BrokeAndBroker.com Blog)DOJ RELEASESSEC RELEASESCFTC RELEASESFINRA RELEASES= = =11/28/2022Sexism on Wall Street: The Cowardly Silence of FINRA's Board of Governors(BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6770/finra-goldman-sexism/By way of preamble, this blog is is about Goldman, Sachs & Co. and the Financial Industry Regulatory Auth... [read post]
7 Sep 2012, 5:44 am
Goldman Sachs & Co., No. 11-2762-cv 9 (2d Cir. [read post]
17 Aug 2015, 12:31 pm
On August 10, 2015, the Fifth Circuit revived a securities fraud suit brought by the Federal Deposit Insurance Corporation (“FDIC”) as receiver for Guaranty Bank against Goldman Sachs & Co., Deutsche Bank AG, and the Royal Bank of Scotland PLC. [read post]
19 Jul 2013, 5:37 am
’s $5 billion investment in Goldman Sachs as well as nonpublic details about Goldman Sachs’ financial results for the second and fourth quarters of 2008.For more information, visit SEC Obtains $13.9 Million Penalty Against Rajat Gupta. [read post]
21 Apr 2009, 5:30 am
Goldman Sachs & Co., — N.E.2d —-, 2009 WL 856304, 2009 N.Y. [read post]
18 Apr 2010, 11:27 am
·Goldman Sachs & Co. will act as the initial purchaser for all classes of Notes, and affiliates of Goldman Sachs & Co. will act as the Protection Buyer, the Basis Swap Counterparty, the Collateral Put Provider and the Collateral Disposal Agent. [read post]
30 Nov 2011, 10:35 am
A Goldman spokesman declined comment. [read post]
20 Apr 2010, 3:26 am
The big story for lawyers today is reported fully in The Times Watchdog launches formal investigation into Goldman The Financial Services Authority has opened a formal investigation into Goldman Sachs in a move which could further escalate allegations of fraud against the US investment bank. [read post]
19 Nov 2021, 3:27 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6177/securities-industry-commentator/FINRA Arbitrator Says Customers' Claims Are Baseless in Win for Industry Respondents (BrokeAndBroker.com Blog)Federal Reserve Board announces termination of enforcement action with The Goldman Sachs Group, Inc. and Goldman Sachs & Co. [read post]
19 Nov 2021, 3:27 am
FINRA Arbitrator Says Customers' Claims Are Baseless in Win for Industry Respondents (BrokeAndBroker.com Blog)Federal Reserve Board announces termination of enforcement action with The Goldman Sachs Group, Inc. and Goldman Sachs & Co. [read post]
19 Oct 2010, 6:30 am
The report examined whether: SEC employees communicated or coordinated with the White House, Members of Congress, or Democratic political committees concerning the bringing, or the timing of bringing, an action against Goldman Sachs & Co. [read post]
16 Jul 2010, 6:15 am
The Securities and Exchange Commission announced July 15 that Goldman, Sachs & Co. has agreed to pay a record $550 million penalty and to reform its business practices to settle charges it misled investors in… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
20 Apr 2010, 9:45 am
Last summer, the SEC let Goldman Sachs know that it was looking into the propriety of the marketing materials surrounding its Abacus mortgage-backed securities deal. [read post]
22 Oct 2007, 5:26 pm
Harman International settled its dispute with Kohlberg Kravis Roberts & Co. and Goldman Sachs over the latter's deal to buy the former for $60 a share. [read post]
12 Jan 2009, 6:30 am
"It's Goldman Sachs. [read post]
6 Jun 2016, 8:57 am
.; Goldman, Sachs & Co; RBS Securities Inc.; and UBS Securities LLC. [read post]
23 Apr 2010, 5:26 am
The Securities and Exchange Commission recently filed civil fraud charges against investment bank, Goldman Sachs Group Inc. [read post]
