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Adequate internal controls means having appropriate personnel in charge of the management and oversight of a company’s compliance program. [read post]
10 Mar 2011, 5:00 am by Doug Cornelius
Sources: Administrative Complaint against Risk Reward Capital Management, RRC Management, the RRC Bio Fund and James A. [read post]
10 Mar 2011, 5:00 am by Doug Cornelius
Sources: Administrative Complaint against Risk Reward Capital Management, RRC Management, the RRC Bio Fund and James A. [read post]
4 Mar 2016, 6:00 am
Ellerman, Pay Governance LLC, on Thursday, March 3, 2016 Tags: CD&A, Compensation committees, Compensation disclosure, Disclosure, Engagement, Equity-based compensation, Executive Compensation, Incentives, Management, Proxy disclosure, Proxy season, Proxy voting [read post]
4 Sep 2020, 6:31 am
Sinkular, Pay Governance LLC, on Thursday, September 3, 2020 Tags: Compensation committees, COVID-19, Executive Compensation, Firm performance, Incentives, Long-Term value, Pay for performance [read post]
13 Apr 2022, 1:13 pm by Ana Popovich
” PPOA will implement several changes because of the CIA including: “maintain a compliance department, medical director and oversight board; retain a compliance expert; provide management certifications; maintain written standards, training and education; obtain multiple annual claims reviews by an Independent Review Organization; establish a risk assessment and internal review process; and implement monitoring of testing referrals. [read post]
12 Sep 2021, 4:58 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
28 Aug 2011, 10:19 pm by Michael H. Cohen
Hospitals and other health care entities relying on the "fair market value" safe harbor to federal anti-kickback rules must satisfy FMV requirements or risk enforcement action.In 2010, the federal government extracted penalties from several health care entities for violations of federal anti-kickback law that involved sham claims of fair market value (FMV). [read post]
28 Jan 2015, 10:00 am by Greene LLP
Medicare only covers non-emergency ambulance transports when all other forms of patient transportation are considered to pose a medical risk. [read post]
24 Jan 2020, 1:00 am by Kevin LaCroix
District Court for the District of Maryland.[11][12]   From a risk management perspective, identifying and cataloging high-risk adverse events for U.S. [read post]
21 Jul 2017, 6:04 am
Pacces, Erasmus School of Law in Rotterdam, on Wednesday, July 19, 2017 Tags: Agency costs, Asset management, Capital markets, Dual-class stock, EU, Europe, Fund managers, Hedge funds, Index funds, Institutional Investors, International governance, Long-Term value, Shareholder activism, Shareholder rights, Shareholder value, Short-termism The Delightful Dozen: Top Governance… [read post]
17 Jul 2020, 5:51 am
Peregrine, Ralph DeJong and Sandy DiVarco, McDermott Will & Emery LLP, on Thursday, July 16, 2020 Tags: Board oversight, Boards of Directors, Compliance and disclosure interpretation, COVID-19, Engagement, Executive Compensation, ManagementRisk managementRisk oversight, Succession Reforming U.S. [read post]
28 May 2024, 12:03 pm by Matthew Dochnal
Small businesses typically prefer to form as LLCs because an LLC’s legal structure is flexible and easier to manage. [read post]
12 Jun 2016, 9:00 pm by Cody M. Poplin
GOOD HARBOR SECURITY RISK MANAGEMENT, LLC: Good Harbor is a boutique cyber risk consulting firm that advises CEOs, Boards, government leaders, and investment professionals on cyber security risk management. [read post]
25 Apr 2015, 4:22 am by The Public Employment Law Press
Shareema Abel has been appointed Special Counsel to the Commissioner for Ethics, Risk and Compliance for Homes and Community Renewal. [read post]
9 Feb 2024, 6:30 am
Danilack, Gibson, Dunn & Crutcher LLP, on Sunday, February 4, 2024 Tags: Activism, AI, Artificial intelligence, data analytics, Environment, litigation, Public disclosures, Risk management, SEC, Sustainability, technology Caremark Claim Based on Business Risks Dismissed Posted by Richard Horvath, Stephen Leitzell, and Taylor Jaszewski, Dechert LLP, on Monday, February 5, 2024 Tags: Business risk, Court of Chancery, Delaware Court of Chancery, Delaware… [read post]
9 Feb 2024, 6:30 am
Danilack, Gibson, Dunn & Crutcher LLP, on Sunday, February 4, 2024 Tags: Activism, AI, Artificial intelligence, data analytics, Environment, litigation, Public disclosures, Risk management, SEC, Sustainability, technology Caremark Claim Based on Business Risks Dismissed Posted by Richard Horvath, Stephen Leitzell, and Taylor Jaszewski, Dechert LLP, on Monday, February 5, 2024 Tags: Business risk, Court of Chancery, Delaware Court of Chancery, Delaware… [read post]
7 Jan 2022, 5:52 am
Peregrine, McDermott, Will & Emery LLP, on Monday, January 3, 2022 Tags: Accounting, Compliance & ethics, Compliance and disclosure interpretation, Corporate fraud, Enron, Financial regulation, Misconduct, Sarbanes–Oxley Act, Securities enforcement, Securities fraud, Securities regulation Are All Risks Created Equal? [read post]