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20 Oct 2020, 5:26 am
If you would like assistance in filing for the exemption or have any questions, please contact Scott Kitchens (415-762-2847) or Tony Wise (415-762-2863) at Cole-Frieman & Mallon LLP’s Denver office. **** Cole-Frieman & Mallon is a boutique law firm focused on providing institutional quality legal services to the investment management industry. [read post]
29 Aug 2018, 12:13 pm
MG Stover & Co. is a full service fund administration firm built by former auditors and fund operators to deliver world class solutions to the global alternative investment industry. [read post]
17 Feb 2023, 5:51 am
-based firm which produces technology for the pharmaceutical and biotech industries. [read post]
13 Oct 2006, 4:30 am
House Passes Hedge Fund Study MeasureA bi-partisan bill directing the President's Working Group on Financial Markets to conduct a study and report to Congress on the hedge fund industry recently passed the House by voice vote. [read post]
13 Feb 2017, 6:00 am
Sources: Private Equity Adviser Barred From Industry for Improper Withdrawal From Funds SEC Order Complaint against Liquid Realty LPs [read post]
6 Jun 2024, 2:28 am
From Tennessee Department of Human Services: Following the successful launch of the Fatherhood Initiative and the Amplifying Fatherhood conference last year which brought together hundreds of thought leaders in the industry, the Tennessee Department of Human Services (TDHS) is delighted... [read post]
17 Jan 2016, 3:45 pm
The impact of the sell-off accents the general challenges that are facing the asset management industry in early 2016.Large investor withdrawals plague the industry, while net asset values are declining in the fund firms. [read post]
14 Mar 2011, 9:40 am
The hedge fund industry believes that the plain language and legislative history of Section 929X of Dodd-Frank clearly indicates the intent of Congress to require a public report disclosing aggregate information about short sales and not information about individual short sales or short positions. [read post]
14 Aug 2019, 7:21 am
Expanding Fedwire Funds Service and NSS Hours. [read post]
29 Sep 2008, 8:43 am
A report from BNA indicates that Peter DeFazio, a member of the House of Representatives from Oregon, suggested that the Congress should impose stock transfer taxes as a source of funding the proposed bailout of the financial services industry, but the idea was dismissed. [read post]
23 Jan 2008, 6:39 am
The Board will publish an annual report on the hedge fund industry's compliance with the standards. [read post]
19 Feb 2018, 7:00 am
Often, the general partner will have an affiliate that serves as a separate management company to provide investment advisory services to the fund. [read post]
9 Apr 2020, 2:36 pm
In the mortgage industry, as in many others, uncertainty abounds as companies attempt to adjust to the “current normal. [read post]
2 Apr 2019, 10:49 am
Gaudet was a former vice president of the Greater Lafourche Port Commission and owner of Kris Gaudet Insurance and Financial Services. [read post]
19 Aug 2020, 4:00 am
Class A shares typically are subject to a front-end sales charge when originally purchased and have annual fund expenses. including ongoing distribution and service fees (“fees”) that are typically 0.25 percent. [read post]
21 Jun 2023, 9:48 pm
The month of May saw a broad range of activities within the financial services industry. [read post]
1 Aug 2012, 3:00 am
Please contact us if you would like us to add your event to this list. **** August 1-3 Sponsor: IREI Event: Market Navigator Location: San Francisco, CA August 6 Sponsor: 100WHF Event:Rethinking Asset Allocation: Euro Crisis, QE & Volatility Location: San Francisco, CA August 9 Sponsor: Hedge Funds Care Event: Twin Cities Bean Bag Olympiad Location: Excelsior, MN August 9 Sponsor: FMW Event: Introduction to Hedge Funds Location: New York, NY August 14 Sponsor: New… [read post]
1 Nov 2011, 2:53 am
Event: AR Award 2011 Location: New York NY November 13-15 Sponsor: ABA Event: Money Laundering Enforcement Conference Location: Washington, DC November 14-16 Sponsor: Terrapin Event: Commodities Week UA 2011 Location: New York, NY November 15 Sponsor: FTF Event: Understanding Derivatives & Other Complex Securities Location: Boston, MA November 15-16 Sponsor: Arthur Bell Event: 8th Annual Alternative Investment Industry Update Location: Baltimore, MD November 17 Sponsor: FRA… [read post]
10 Apr 2012, 1:14 pm
The JOBS Act is a big gain for a changing construction industry. [read post]
27 Oct 2010, 11:13 pm
Also, the private fund industry as a whole competes with other asset classes for capital, and so the SRO will internalize that interest. [read post]
