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5 Feb 2019, 2:59 am by Liz Dunshee
Here’s something I blogged yesterday on CompensationStandards.com: After market close on Friday, Goldman Sachs announced via an Item 8.01 8-K that in light of the ongoing 1MDB investigation, its compensation committee might reduce bonuses to current – and former – senior executives. [read post]
13 Jun 2014, 12:51 pm by Dave
Tucker of MIT’s Sloan School of Management suggests the opposite (HT: Ars Technica). [read post]
12 Jul 2012, 8:23 am by Derek Ho
He will also be on a panel discussion with Singapore's Minister of Law, Mr K Shanmugam, and Judge of Appeal-Designate, Mr Sundaresh Menon. [read post]
15 Feb 2008, 4:11 am
Which is good, because some numbers in the 4th quarter 6-K that UBS (UBS) filed yesterday are painful to look at, including this one: $13.7 billion in mortgage-related write-offs.So I'm just skimming through the company's narrative, which turns out to contain some intriguing words and phrases, e.g. [read post]
12 Dec 2019, 2:59 am by Liz Dunshee
You likely saw this WSJ article last month, detailing an SEC investigation into one company’s end-of-quarter “earnings management” practices – e.g. leaning on customers to take early deliveries and rerouting products to book sales. [read post]
30 Mar 2021, 2:08 am by Courtenay C. Brinckerhoff
In particular, the Act add a new paragraph (9) to 42 U.S.C. 262(k), entitled “PUBLIC LISTING. [read post]
18 Nov 2009, 9:09 am
Unlike most other assets that receive a "basis step up" to current fair market value upon the owner's death, IRAs, 401(k)s and other qualified retirement plans do not step-up to the date-of-death value. [read post]
5 Feb 2013, 5:01 pm by oliver randl
(my emphasis)A 84 EPC 1973[4.1] The [opponents] objected that expressions like “e.g. [read post]
8 Feb 2013, 8:05 am by Jeffrey Greyber
In other words, the assignee of a contract right owes no duty of performance to the obligor [i.e., the insurer].1 This holding was made notwithstanding policy language that attempted to subject the assignee to the assignor policyholder’s post-loss / pre-suit obligations (e.g., EUOs, POLs, document requests, et cetera). [read post]
9 Jul 2015, 11:23 am by Jackie Hutter, IP Strategist
However, competition from generic pod suppliers–that do not have to pay the licensing fee–likely means that both Keurig Green Mountain’s licensees (e.g., Seattle’s Best, Starbucks etc.) are in danger of missing the revenue projections that dictated the decision to enter the K-Cup market in the first place. [read post]
11 Mar 2008, 11:30 am
My March 4, 2008 post There is No Grace In A Kick Back which responded to Robert Risk's Bill Lerach Shows Class Amidst Personal Woes (a/k/a "Bill Lerach takes it Like a Man"-part of Risk's URL for the post) has met with the response today from Risk who tries to defend what he has said. [read post]
15 Jan 2011, 12:42 pm
., Gunderson Rail Services n/k/a Greenbrier Rail Services, 06 L-7349, an Illinois personal injury lawsuit for a railroad employee who was injured on the job. [read post]
11 Jul 2016, 5:00 am by JB
  It allows federal officials to experiment with different policies of decriminalization in different jurisdictions, which, given the likely political and legal response, it could never have been able to implement on its own.[12][1] See, e.g., Heather K. [read post]
26 Jan 2015, 6:10 am by Vanessa Schoenthaler
EDGAR filings are made in two formats ASCII (e.g., this MSFT 10-K from 2000) and HTML (e.g., this MSFT 10-K from 2014). [read post]
28 Jul 2009, 9:55 am
Only in very unusual cases will this presumption be displaced (E.g. [read post]
8 Sep 2023, 3:15 am by Liz Dunshee
Specifically, the staff uses data in Forms 10-K, 20-F and 40-F identifying the auditor (or auditors) who provided opinions related to the financial statements presented in the registrant’s annual report, the location where the auditor’s report has been issued, and the Public Company Accounting Oversight Board (PCAOB) ID Number(s) of the audit firm(s) or branch(es) providing the opinion(s). [read post]