Search for: "Luis Aguilar" Results 181 - 200 of 348
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
15 Nov 2012, 12:10 pm by Gustav L. Schmidt
We also blogged about SEC Commissioner Luis Aguilar’s subsequent comments during a speech stating that the SEC should consider rules requiring this type of disclosure. [read post]
30 Oct 2012, 8:31 am
According to a blog published by the Wall Street Journal, Commissioner Luis Aguilar laid out the phenomenal success of the program on Thursday, October 18, 2012, when he spoke to enforcement officials. [read post]
23 Oct 2012, 6:43 pm by A. Brian Albritton
The MarketWatch site of the Wall Street Journal reported SEC Commissioner Luis Aguilar's comments about the SEC's Dodd-Frank whistleblower program which began last year. [read post]
22 Oct 2012, 8:52 am by Elan Mendel
“One of the most important goals of Title Seven of Dodd-Frank Act is to reduce the risks posed by large uncollateralized derivatives positions not just to the risks to the players in the market but also the risk to the financial system, the broader economy, investors, taxpayers and working men and women,” said Luis Aguilar from the SEC. [read post]
17 Oct 2012, 7:50 am by Felix Shipkevich
“The capital and margin provisions of today’s proposal will affect the economics of entering into security-based swaps that are not cleared,” said SEC Commissioner Luis Aguilar. [read post]
12 Sep 2012, 1:05 pm by McNabb Associates, P.C.
Immigration and Customs Enforcement agent Jaime Zapata and wounding fellow agent Victor Avila in February 2011 while they drove on a highway in San Luis Potosi state. [read post]
27 Aug 2012, 5:13 am by Securites Lawprof
Today's New York Times features a story on SEC Commissioner Luis Aguilar's decision to oppose SEC Chairman Schapiro's proposal to reform money market funds. [read post]
1 Aug 2012, 1:38 pm by David Smyth
Jointly Submitted Plan Commissioner Luis Aguilar voted against passing Rule 613 for a number of reasons. [read post]
20 Jul 2012, 5:00 am by Doug Cornelius
Securities Enforcement Forum 2012 will kick off with a keynote address by SEC Commissioner Luis A. [read post]
6 Jul 2012, 1:46 pm
(Even at the SEC Schapiro reportedly has opponents to her pursuit of more money fund reforms: Luis Aguilar, Daniel Gallagher, and Troy Paredes. [read post]