Search for: "Merrill Lynch Credit Corporation "
Results 181 - 200
of 209
Sorted by Relevance
|
Sort by Date
11 Jun 2009, 11:22 am
June 11, 2009Re: Irving Picard’s Three Percent Commission In The Madoff Case. [read post]
19 Aug 2009, 9:16 am
Blaming the marking to market of securities for the current credit crisis confuses cause and effect. [read post]
1 Feb 2010, 6:36 am
The five units will be as follows: The Asset Management Unit to focus on investment advisers, investment companies, hedge funds and private equity funds; The Market Abuse Unit to focus on large-scale market abuses and complex manipulation schemes by institutional traders, market professionals and others; The Structured and New Products Unit to focus on complex derivatives and financial products, such as credit default swaps, collateralized debt obligations and other securitized products;… [read post]
16 Sep 2009, 1:47 pm
This list includes newly incorporated companies in Massachusetts (so-called "domestic corporations") as well as companies organized in other states that have filed to do business in Massachusetts (so-called "foreign corporations"). [read post]
6 Sep 2010, 5:56 pm
Patrick McKenna's follow-on piece gives full and ample credit to Alex, but otherwise, alas, presents no truly novel arguments; he agrees with Alex. [read post]
5 Jul 2011, 1:41 am
As reflected in my table of the credit crisis lawsuit resolutions, which can be accessed here, the only three larger settlements are the over $600 million Countrywide settlement (refer here), the $475 million Merrill Lynch settlement (refer here), and the Charles Schwab settlement, which as revised amounted to $235 million.The three larger settlements all involve either solvent companies or at least sovlent successors in interest. [read post]
5 May 2012, 11:25 am
And I heard that David Rosenberg, who used to be the Chief Economist at Merrill Lynch, is now working as a teller at B of A. [read post]
22 Feb 2016, 4:36 pm
As a result of this decision, several states began to enact corporate indemnification statutes.8 In 1967, the State of Delaware passed new indemnification laws specifically authorizing corporations to purchase D&O liability insurance; by 1973, 25 other states had followed Delaware’s lead.9 Until this time, it was unclear if a corporation could legally pay the cost of the individual liability of a director or officer under the corporate… [read post]
6 Oct 2018, 1:00 am
This week on Make It Last, Victor gives details on why a portfolio is not a plan, a newly proposed NJ fiduciary rule, as well as a glimpse as to why NJ has been ranked as the worst tax structure in the nation. [read post]
14 Nov 2023, 9:01 pm
For example: Twenty-five advisory firms, broker-dealers, and/or credit rating agencies, including Wells Fargo, HSBC, and Scotia Capital, agreed to pay combined civil penalties totaling more than $400 million to settle charges that they violated the recordkeeping requirements of the federal securities laws; and ABB Ltd., a global technology company, agreed to pay a $75 million civil penalty to resolve charges arising out of an alleged bribery scheme. [read post]
15 Nov 2023, 6:26 am
Merrill Lynch paid a $6 million penalty to settle the SEC charges. [read post]
4 Jan 2012, 12:33 am
Massive Settlements Emerge as the Subprime and Credit-Crisis Litigation Wave Slowly Plays Out: The subprime and credit crisis-related litigation wave is about to enter its sixth year. [read post]
22 Sep 2009, 6:23 am
He highlighted the need to investigate the macroeconomic features of the market which led to the crisis, including the legal and regulatory regime, the role of “too big to fail” institutions and government-sponsored enterprises, and the wide availability of credit. [read post]
16 Sep 2009, 1:32 am
It wasn't performance-related, says corporate spokesman Robert Stickler, and it wasn't related "to any advice he was giving on the Merrill Lynch merger. [read post]
9 Nov 2009, 12:00 am
It wasn't performance-related, says corporate spokesman Robert Stickler, and it wasn't related "to any advice he was giving on the Merrill Lynch merger. [read post]
18 Jul 2009, 7:31 am
The SEC retained the Center for Enterprise Modernization, operated by the MITRE Corporation, to assist with the creation of a more centralized process to identify leads for potential investigations and inspections. [read post]
12 Feb 2008, 8:41 am
-based Catholic Equity Fund both filed "say on pay" proposals at Merrill Lynch Canada. [read post]
12 Dec 2008, 12:46 pm
That's one reason credit default swaps eventually took the form they did--the other options were regulated. [read post]
6 Sep 2012, 1:53 am
In addition, most of the antitrust litigation filed to date has named only corporate defendants. [read post]
15 Oct 2011, 4:43 am
Okay, look… this article is long, I know. [read post]
