Search for: "Morgan Stanley Investment Management, Inc."
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1 Feb 2023, 2:39 pm
Charles Schwab – The SEC hit Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc. with $187 million in penalties and disgorgement for alleged misstatements and omissions about their conflict of interest in handling customer funds and the resulting drag on customer returns. [read post]
22 Jun 2011, 6:07 pm
BELOW THE FOLD IS TEXT VERSION OF DATABASE OF DEBT COLLECTORS __________________________________________________________________________________ 1ST CREDIT OF AMERICA LLC 300 N ELIZABETH ST STE 220-B CHICAGO, IL 60607 6464 INVESTMENTS LLC 1625 S IRIS WY LAKEWOOD, CO 80232-6347 A COMPLETE FINANCIAL INC 2016 OGDEN ST DENVER, CO 80205 AAA COLLECTORS INC DBA TRIPLE CHECK INC 2950 N ACADEMY BLVD UNIT 201 COLORADO SPRINGS, CO 80917 Aargon… [read post]
22 Jun 2011, 6:07 pm
BELOW THE FOLD IS TEXT VERSION OF DATABASE OF DEBT COLLECTORS __________________________________________________________________________________ 1ST CREDIT OF AMERICA LLC 300 N ELIZABETH ST STE 220-B CHICAGO, IL 60607 6464 INVESTMENTS LLC 1625 S IRIS WY LAKEWOOD, CO 80232-6347 A COMPLETE FINANCIAL INC 2016 OGDEN ST DENVER, CO 80205 AAA COLLECTORS INC DBA TRIPLE CHECK INC 2950 N ACADEMY BLVD UNIT 201 COLORADO SPRINGS, CO 80917 Aargon… [read post]
15 May 2012, 9:14 am
As discussed here, on April 25, 2012, DOJ announced that Garth Peterson, a former managing director for Morgan Stanley’s real estate business in China, pled guilty in federal court in Brooklyn, New York for participating in a conspiracy to evade the internal accounting controls which the company was required to maintain under the FCPA. [read post]
27 Oct 2009, 6:15 am
The Fed expanded the scope of its supervision during the crisis by allowing Goldman Sachs Group Inc. and Morgan Stanley to become bank holding companies and by deciding to intensify scrutiny of non-bank subsidiaries within large financial organizations. [read post]
1 Aug 2012, 5:51 am
Thomas Hartnett, Managing Director, Head of Rates North America, Deutsche Bank AG New York Chet Helck*, CEO, Global Private Client Group, Raymond James Financial, Inc. [read post]
12 May 2022, 7:59 pm
Morgan Stanley & Co. recently conducted a survey finding over 90% of millennial investors, the largest growing group of new investors, were interested in sustainable investing and socially conscious companies. [read post]
22 Jul 2022, 6:30 am
Roe (Harvard Law School), on Monday, July 18, 2022 Tags: Capital allocation, Hedge funds, Investor horizons, Long-Term value, Macroeconomics, Repurchases, Shareholder activism, Short-termism Name That Boon: SEC Proposes Rules on ESG Fund Names & Disclosures Posted by Matt Filosa, William Edwards, and Oliver Parry, Teneo, on Tuesday, July 19, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC… [read post]
22 Jul 2022, 6:30 am
Roe (Harvard Law School), on Monday, July 18, 2022 Tags: Capital allocation, Hedge funds, Investor horizons, Long-Term value, Macroeconomics, Repurchases, Shareholder activism, Short-termism Name That Boon: SEC Proposes Rules on ESG Fund Names & Disclosures Posted by Matt Filosa, William Edwards, and Oliver Parry, Teneo, on Tuesday, July 19, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC… [read post]
12 Jan 2011, 7:48 am
Morgan Chase & Co. and Morgan Stanley have both been given the green light to set up shop in China's domestic securities market. [read post]
5 Jul 2011, 8:30 am
In contrast, Morgan Stanley, the financial adviser retained by counsel to the opposing shareholders, noted that all precedent transactions from 1994 to present had been the subject of a fairness opinion and concluded that the consideration paid was not fair from a financial point of view. [read post]
3 Jul 2019, 4:06 am
That’s according to Morgan Stanley analyst James Faucette, who wrote that the three companies face a potentially “heavy burden” as already-fierce regulatory scrutiny is likely to keep growing. . . . [read post]
3 Apr 2012, 12:55 pm
Morgan Stanley Mortgage Capital Holdings, LLC, 27 A.3d 531, 537 (Del. 2011). [read post]
6 Jan 2012, 7:48 am
JPMorgan Chase (JPM) (with 2,096) and Morgan Stanley (MS) (with 1,764) rounded out the top five. [read post]
20 Dec 2008, 3:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: Oleg Teterin seeks ‘tens of thousands of dollars’ for rights to use ;-) emoticon, a registered Russian trade mark (Techdirt) (RelatIP) (Ars Technica) (The IP Factor) (Out-Law) (Class 46) New UK copyright consultation: consultation issues include access to works, incentivising investment and creativity,… [read post]
1 Feb 2010, 6:36 am
Streamlining Management and Internal Processes Mr. [read post]
11 Jan 2011, 8:36 am
Morgan Chase & Co., and Morgan Stanley—met last month in New York to discuss standardizing the paperwork for “muni CDSs” in an effort to attract more buyers and sellers. [read post]
18 Nov 2007, 6:15 pm
Large scale entities use their own surplus and other smaller ones tend to form a consortium to get finance.[1] If they don't get enough finance, they will cooperate with private-sector investors like investment banks but private-sector investors want to have a security agreement on the specific space asset or the future cash-flow from operating the asset or equipment to make sure to collect money.[2] Most satellite manufacturers such as Boeing Satellite Systems,… [read post]
11 Oct 2021, 7:59 pm
Ensure that companies that follow the rules and invest in meeting cyber security requirements are not at a competitive disadvantage. [read post]
4 Jan 2010, 2:22 pm
Stanley Marcus' caution was: It's just as wrong to be too early to market as too late. [read post]
