Search for: "New York Capital Investments, LLC"
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28 Sep 2023, 1:51 pm
From 2005 to 2010, Pitta reportedly was an investment adviser with Park Avenue Securities LLC, in Woodbury, New York. [read post]
28 Sep 2023, 1:51 pm
From 2005 to 2010, Pitta reportedly was an investment adviser with Park Avenue Securities LLC, in Woodbury, New York. [read post]
28 Sep 2023, 1:51 pm
From 2005 to 2010, Pitta reportedly was an investment adviser with Park Avenue Securities LLC, in Woodbury, New York. [read post]
27 Aug 2018, 7:55 am
He was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) of Fort Worth, and AXA Advisors, LLC (CRD #6627) of New York, NY. [read post]
29 Jan 2021, 6:48 am
(Complaint, Supreme Court of the State of New York)GPB Capital Founder and CEO Among Three Individuals Indicted in Private Equity Investment Fraud / The Defendants Allegedly Misrepresented GPB’s Performance and Paid Distributions with Investor Funds (DOJ Release)SEC Charges Investment Adviser and Others With Defrauding Over 17,000 Retail Investors (SEC Release)Founder Of $90 Mi... [read post]
22 Mar 2022, 11:04 am
Attorney’s Office for the Eastern District of New York. [read post]
6 Nov 2023, 9:46 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
26 Jan 2009, 3:15 am
Private Capital Group (Capital) is a Florida LLC owned 80% by the plaintiff Ficus Investments, Inc. [read post]
4 Jun 2019, 10:24 am
The BDCs include FS Investment Corporation II (FSIC II), FS Investment Corporation III (FSIC III), FS Investment Corporation IV (FSIC IV) and Corporate Capital Trust II (CCT II). [read post]
28 May 2020, 8:02 am
The complaint also alleges that the New York firm did not adequately disclose its ties with Ascendant Capital, a broker-dealer that pitched GPB funds to other brokers and retail investors. [read post]
10 Jul 2023, 12:36 pm
(CRD# 15768), Paulson Investment Company LLC (CRD#:5670), and Aegis Capital Corp. [read post]
21 Jul 2018, 6:44 am
Finally, from January 2014 until August 2011 Gheith was registered with Paulson Investment out of the firm’s New York, New York office location. [read post]
5 Mar 2014, 1:30 pm
Private placements are not publicly traded and therefore lack regulatory oversight compared to other securities products such as stocks and bonds that are sold on the New York Stock Exchange. [read post]
2 Oct 2017, 6:44 am
Thereafter, from February 2013 until May 2017, Hede was associated with Paulson Investment out of the firm’s New York, New York office location. [read post]
18 Feb 2022, 10:02 am
Attorney’s Office for the Southern District of New York today announced criminal charges in a parallel action and the Commodity Futures Trading Commission (CFTC) has also reportedly announced civil charges against him. [read post]
30 Jul 2011, 2:31 am
Headquartered in New York, the firm maintains offices and investment teams in Chicago, Boston, London, Hong Kong, Sydney and Toronto. [read post]
19 Nov 2018, 3:46 am
It makes a difference because, under New York statutory and case law, absent provision in an operating agreement to the contrary, an assignee, non-member holder of an economic interest in an LLC has no standing to assert any of those rights or to obtain any of those remedies. [read post]
15 Sep 2017, 11:51 am
Joseph has led a team of over 130 accountants, examiners, attorneys, and support staff responsible for the examination of investment companies and investment advisers in New York and New Jersey. [read post]
24 Jan 2008, 8:53 am
New York is already a tough state on factoring transactions. [read post]
6 Nov 2014, 3:03 pm
According to investment News, AIG Advisor Group has suspended the sale of American Realty Capital New York City REIT and Phillips Edison-ARC Grocery Center REIT. [read post]
