Search for: "Principal Financial Group"
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27 Feb 2011, 7:57 am
In order to calculate the Lender’s financial advantage or disadvantage of granting Principal Reduction modifications, numerical probabilities must be established for the likelihood of outcomes mentioned above. [read post]
2 Dec 2007, 7:34 am
Walker Group Issues Final Guidance for Private Equity DisclosureA UK working group headed by Sir David Walker has issued final guidance to enhance disclosure by private equity firms and companies they acquire, called portfolio companies in the report. [read post]
24 Oct 2011, 7:59 am
So when federal money became available to help stem the tide of foreclosures, the state flagged that group for help. [read post]
7 Jan 2020, 9:33 am
Silver Law Group represents investors nationwide who were victims of financial fraud, including in cases involving “selling away” and/or Ponzi schemes. [read post]
10 Feb 2015, 6:37 am
The Financial Industry Regulatory Authority (FINRA) recently brought a complaint against Source Capital Group, Inc. [read post]
6 Nov 2007, 2:40 am
King is suing the firm and its principal, Alan Meltzer, for breach of fiduciary duty. [read post]
2 Sep 2022, 8:13 am
The post SEC Reportedly Files Action Against Two Principals of Broadway Strategic Return Fund LP appeared first on The White Law Group. [read post]
1 Aug 2022, 3:53 am
Group litigation/representative actions In 2022, we have seen legislative and judicial developments, growing litigation funding and increasing claimant law firm activities which have fuelled group litigation and representative claims. [read post]
8 Aug 2010, 9:59 pm
As the credit markets started to close for over a dozen companies, including Prudential Financial, CIT Group, and GMAC Inc., the firms began to get their funding for debt financing from retirees—reports Bloomberg in an August 2009 article. [read post]
4 Mar 2021, 11:00 am
Public Interest Research Group (U.S. [read post]
18 Jan 2010, 1:57 pm
The financial restructring plan, which affects Affiliated Media, Inc., an MNG holding group, will give lenders an 80 percent ownership stake in the entity and leave current management intact, though shareholders will lose the value of their holdings. [read post]
30 Jul 2010, 7:41 am
In a separate administrative action, the Arizona Department of Financial Institutions issued a Cease and Desist Order against Guardian Group for acting as mortgage broker without obtaining a license. [read post]
18 Jun 2009, 2:15 pm
They were reportedly solicited by Schwab's "Strategic Trading Group. [read post]
13 Aug 2013, 5:39 am
The claim alleges that UBS mislead investors about the financial condition of Lehman Brothers Holdings in connection with principal-protected notes that UBS underwrote and sold between 2007 and 2008. [read post]
26 Apr 2012, 8:25 pm
FINRA recently announced that Joel Blumenschein, president of Freedom Investors Corp. and a board member of the Financial Industry Regulatory Authority Inc., has been suspended as a principal of his firm for three months and fined $30,000 in a failure-to-supervise case. [read post]
24 Sep 2015, 1:15 pm
If the principal financial officer attests the balance sheet, he or she must make the certification on Form 133.18, titled "Certification of Balance Sheet by Principal Financial Officer. [read post]
16 Oct 2015, 9:49 am
If so, The White Law Group may be able to help you recover your losses through a FINRA arbitration claim against Ahrens former employer, LPL Financial. [read post]
6 Oct 2021, 3:13 pm
Frequently, creditor groups will organize and hire counsel as soon as they suspect financial trouble, and it is best if the company assembles its own experienced team of legal advisors to meet creditors’ counsel head-on. [read post]
19 Apr 2016, 4:19 am
Some of the suite of legal authorities that the “war on terror” encompasses—for example, the use of military force in a given geographic area, or the power to impose financial sanctions on a group, its followers, and those who assist it—are logically liked to these “top-down,” hierarchical aspects of the terrorist groups covered by the AUMF. [read post]
10 Oct 2011, 1:45 pm
Moreover, stable value contracts protect participants by preserving principal. [read post]
