Search for: "Professional Account Management, LLC" Results 181 - 200 of 1,202
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31 Jan 2014, 5:15 am by Mark Astarita
"Behind the scenes, Penn disregarded his obligations to the fund's investors and treated their assets as his own personal and professional slush fund." [read post]
12 Apr 2011, 4:59 pm
 According to a New Jersey appeals court, the clients that the professionals, such as an accountant, bring to the LLC represent personal goodwill that belongs to the individual professional, rather than goodwill belonging to the enterprise. [read post]
10 Apr 2023, 11:49 am by The White Law Group
      Hiring a Securities Attorney     The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
22 Mar 2013, 7:02 am
A managing member is to be designated when this type of entity is formed. [read post]
19 Apr 2011, 7:34 am
” The Bank approved the line of credit.Almost three years later, the bank filed a Complaint against the LLC and The Managing Partner asserting that the LLC had failed to make scheduled monthly payments due on the account, and requesting that the court grant judgment in its favor against the LLC and The Managing Partner, jointly and severally. [read post]
29 Oct 2018, 12:50 pm by ccollins
Montoya, a Boston hedge fund manager, has pleaded guilty to operating a multi-billion dollar Ponzi scam involving the RMA Strategic Opportunity Fund, LLC. [read post]
8 Mar 2021, 4:00 pm
I am the founder of Pattis & Smith, LLC, a small firm located in New Haven, Connecticut. [read post]
For this feature, we reached out to industry experts, employers, and HR professionals to get their insights into the best strategies for managing lumpy work. [read post]
24 Apr 2014, 7:39 am by Alexander Barthet
Leisha Austin is the principal of LM Austin LLC, a full service CPA firm specializing in accounting, audit, tax and consulting services for construction and professional service firms. [read post]
24 Jan 2024, 10:14 am by Eric Goldman
Monaghan Trademark Owner Sues Over Alleged Twittersquatting–Coventry First, LLC v. [read post]
16 Jan 2021, 10:57 pm by Mahmoud Khatib
Within many companies, supply chain management is on the front lines of negotiating contracts and letters of intent. [read post]
15 Apr 2010, 3:20 pm by Randall Reese
Following up on earlier postings, Resilient Capital Management, LLC filed an amended notice of appeal in the Regent Communications, Inc. bankruptcy case yesterday. [read post]
15 Dec 2014, 3:24 am by Peter Mahler
A Manhattan appellate panel’s two-page decision in Gartner v Cardio Ventures, LLC, 2014 NY Slip Op 07423 [1st Dept Oct. 30, 2014], offers a dry account of a disputed transfer of an LLC membership interest, in which the court held that the terms of an LLC subscription agreement did not bar the transfer otherwise permitted under the LLC Law’s default rules. [read post]
23 Nov 2015, 6:14 am by Adam Weinstein
Finally, the SEC found that Jacob gave false information to a brokerage firm about the advisory services he and IBS provided so that he could retain trading authorization over clients’ accounts and continue to receive advisory fees for managing the accounts. [read post]
10 Apr 2017, 10:23 am by Kayla A. Haines, Esq.
Involuntary dissolution petitions may be coupled with claims for other forms of relief, including demands for an accounting, appointment of a receiver or custodian, a change in control of the LLC, etc. [read post]
9 Jan 2019, 10:15 am by SEClaw Staff
We represent investors, financial professionals and investment firms, nationwide. [read post]
13 Feb 2023, 5:59 am by Kevin LaCroix
In the following guest post, Brian Baney, Senior Vice President, Head of Management and Professional Liability Claims, Ascot Group, Peter Trochev, Senior Vice President, Financial Institutions, Ascot Group, Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC, survey the current risk environment for private equity firms. [read post]
1 Sep 2011, 3:00 am by Larry Bodine
STEVE ERICKSON CPA, Steve Erickson LLC DAVID WOLFSKEHL, Founder, The Micro Niche Method ALAN VITBERG - President, VITBERG LLC ROBERT FLIGEL, RF Resources Inc. [read post]