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24 Mar 2015, 7:06 pm by Steven Koprince
 Merely providing specifications and financing doesn’t do the trick. [read post]
22 Nov 2007, 1:20 pm
The developer will be responsible for transferring roads and common areas in good condition or to provide the association with sufficient funds to bring them up to standards by the date of transfer. [read post]
11 Apr 2011, 2:28 pm by Hedge Fund Lawyer
 The full powerpoint can be downloaded here: CAHF Powerpoint (April 2011) Final Many thanks to Ron Niemaszyk of Patke & Associates for moderating the event. **** Mallon P.C. provides investment adviser registration & compliance services to hedge fund managers. [read post]
20 Jul 2008, 11:34 am
"It is also the case that the funding of prison law has, in recent times, been under more and more scrutiny, leaving those in custody often confused as to who can provide the necessary specialist advice. [read post]
16 Mar 2015, 9:31 am by Lebowitz & Mzhen
Specifically, the fund provides money for the “living and care expenses” of the baby. [read post]
1 Sep 2012, 2:09 pm by Cathy Holmes
The fund must have a private placement memorandum that provides full disclosure of the services the adviser provides and the duties it has to the fund and the investors. [read post]
12 May 2008, 9:33 am
The CFL will provide a unique opportunity for the independent leaders of fund boards to come together with their peers to discuss governance issues that board leaders and their funds face; proactively present their views on policy matters important to fund investors and independent directors, regulators and lawmakers; and promote research into the value and impact of effective, independent leadership at mutual funds. [read post]
13 Feb 2012, 10:30 am by James Hamilton
While noting that the hedge fund industry has consistently supported the reduction of systemic risk, the MFA Chair expressed concern that the Alternative Investment Fund Manager Directive’s reporting requirements go beyond the systemic risk template created by IOSCO and differ from reporting requirements in the UK and the U.S. [read post]
7 May 2012, 4:03 pm by James Hamilton
In the JOBS Act, Congress eliminated the general advertising and general solicitation restrictions of Regulation D, noted the Managed Funds Association, and expressed an intention to permit greater visibility of and transparency into entities, including hedge funds and other private funds, which offer and sell securities pursuant to revised Rule 506. [read post]
2 Oct 2013, 5:39 pm by Marte Ingvildsdatter Jervan
  Please send a working title/abstract and provide a sense of the shape the paper is in. [read post]
31 May 2009, 6:28 pm
Joseph noted that the Managed Funds Association, which represents the hedge fund industry, now supports the registration of investment managers - including hedge fund managers - with the SEC. [read post]
14 Apr 2022, 8:11 am by John Jascob
”The Asset Management Group of the Securities Industry and Financial Markets Association, together with the Securities Industry and Financial Markets Association (collectively, SIFMA), also commented on the SEC’s proposed amendments, stating that SIFMA “remains troubled that aspects of the Proposed Rule would go too far in endangering the vitality of money market funds as a product. [read post]
2 Apr 2011, 2:51 pm by James Hamilton
In a letter to the SEC, the Managed Funds Association assured the Commission that the industry is not out to delay implementation of the derivatives regulations. [read post]
19 Feb 2018, 2:20 pm by Michel-Adrien
  Invest in sustainable scholarly publishing platforms, services and infrastructure that support the needs of researchers and provide practical alternatives to the existing system. [read post]
12 Apr 2012, 7:32 am
The North American Securities Administrators Association (NASAA), an organization comprised of the 50 state securities regulators, believes that the crowd funding provisions of the so-called JOBS Act are just another “Regulation D-like rip-off,” according to InvestmentNews (“Crowd funding draws scorn from NASAA,” by Mark Schoff Jr.). [read post]
27 Feb 2007, 12:50 pm
" The Associated Press provides a report that begins, "A federal appeals court ruled Tuesday that the Bush administration can deny funding to nonprofit AIDS groups that don't publicly disavow prostitution and sex trafficking. [read post]
21 Mar 2019, 8:48 am by Arina Shulga
  Raising funds on the company's own behalf is not considered to be a broker-dealer activity. [read post]
9 Mar 2021, 3:00 am by Ernest Badway
The large adviser may also advise non-venture capital funds, including, but not limited to, funds of funds and secondary funds, while saving money by avoiding the costs associated with registration. [read post]
30 Oct 2019, 9:06 am by Tom Zagorsky
Other states—South Carolina included—have chosen to adopt a variant of the model private fund adviser exemption created by the North American Securities Administrators Association (“NASAA”), an association of securities regulators. [read post]
31 May 2012, 9:53 am by James Hamilton
The National Futures Association (NFA), the self-regulatory organization for the U.S. futures industry, has proposed several measures to tighten control over customer segregated funds held by commodity futures brokers, known as futures commission merchants (FCMs). [read post]