Search for: "Prudential Financial Inc." Results 181 - 200 of 245
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12 May 2015, 2:43 pm by James Galvin
Notably, the issuers of RCNs are generally large financial institutions, such as Bank of Montreal, while the investor is typically an unsophisticated individual who is attracted by the high coupon rate and doesn’t understand the level of risk that comes with these highly complex structured investments. [read post]
14 Sep 2017, 1:33 pm by Wolfgang Demino
See earlier post on Lucinda Vine and Kristy Pond v PLS Financial Services, Inc. and PLS Loan Store of Texas, Inc., No. 16-50847 (5th Cir. [read post]
22 Nov 2021, 12:27 pm by Lori J. Sommerfield
  Although the CFPB filed a redlining lawsuit against Townstone Financial, Inc., a nonbank mortgage lender, in 2020, the DOJ has not previously pursued redlining allegations against nonbanks, so this will break new ground for that agency. [read post]
28 Oct 2011, 7:06 am by John Hopkins
” In 2009, Prudential gave $2 million as the Chamber embarked on a campaign to weaken financial regulations, the makings of the typical “pay-to-play” Chamber strategy. [read post]
20 May 2019, 9:11 am by MOTP
PLS Financial Services, Inc., however, a federal district court and the Fifth Circuit reached the opposite conclusion in a proposed class action presenting the very same litigation waiver question under almost identical factual circumstances, 689 Fed.Appx. 800 (5th Cir. 2017) (per curiam).How should these cases be counted? [read post]
11 Jan 2023, 10:58 am by Daniel J. Green
In its enforcement actions against Prudential Security, O-I Glass, Inc., and Ardagh Group, S.A. the FTC alleges that the Defendant employers’ practice of requiring employees to execute post-employment non-competes constitutes an unfair method of competition. [read post]
12 May 2015, 3:26 pm by James Galvin
Notably, the issuers of RCNs are generally large financial institutions, such as UBS, while the investor is typically an unsophisticated individual who is attracted by the high coupon rate and doesn’t understand the level of risk that comes with these highly complex structured investments. [read post]
26 May 2023, 12:08 pm by Liberty Ritchie
Financial Life Insurance Co.13‐0231‐EXM In Re: Target Market Conduct Examination of United of Omaha Life Insurance Co.13‐0960‐EXM In Re: Market Conduct Examination of Agar Insurance Agency, Inc.13‐1020‐EXM In Re: Market Conduct Examination of Health Care Service Corporation14‐0412‐EXM In Re: Target Market Conduct Examination of Farmers Insurance Co., Inc.15‐0432‐EXM In Re: Market Conduct… [read post]
20 Apr 2016, 10:35 am by John Elwood
§ 1344, subsection (1)’s “scheme to defraud a financial institution” requires proof of a specific intent not only to deceive, but also to cheat, a bank, as nine circuits have held, and as petitioner argued here. [read post]
26 Mar 2018, 6:09 pm by Wolfgang Demino
., ON BEHALF OF THEMSELVES AND FOR ALL OTHER SIMILARLY SITUATED, Petitioners,v.CASH BIZ, LP, CASH ZONE, LLC D/B/A CASH BIZ, AND REDWOOD FINANCIALS, LLC, Respondents.No. 16-0854.Supreme Court of Texas.Argued September 15, 2017.Opinion delivered: February 23, 2018. [read post]