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21 May 2021, 6:52 am by zamansky
The UBS YES strategy was supposed to offer wealthy investors a way to earn modest returns with limited risk. [read post]
As per Article 10(1), sub-paragraph 6 of Regulation (EU) No 1095/2010, if, on the expiry of the six-week period, ESMA has not submitted amended draft RTS, or has submitted draft RTS that is not amended in a way consistent with the Commission’s proposed amendments, the Commission may adopt the RTS with the amendments it considers relevant or reject it. [read post]
25 Mar 2020, 9:37 am by Renae Lloyd
Many of these investments are packaged as a way for investors to avoid the volatility of the market or capture growth in a particular sector. [read post]
27 Mar 2020, 12:05 pm by Renae Lloyd
Many of these investments are packaged as a way for investors to avoid the volatility of the market or capture growth in a particular sector. [read post]
17 Apr 2014, 7:17 am by Bob Kraft
Avoid making any major changes, such as moving or switching careers, for at least six months to a year after your loved one has passed. [read post]
24 Mar 2009, 2:10 pm
Starr -- a firm run by Greenberg that also underwrote some AIG business -- from 2000 to 2005 was a sham, a way to artificially drive profits to the company. [read post]
3 Nov 2010, 12:11 pm by Roy Ginsburg
  Changes are more palatable when they are presented in a way that affirms rather than challenges the culture. [read post]
3 Mar 2014, 7:07 am
Last week, AALL announced that it has selected HBR Consulting to lead a six-month project on a researched-based study that will identify the return on investment (ROI) of having a law library in an Academic, Private, and Court environment. [read post]
14 Dec 2010, 9:43 am by James Hamilton
For example, if a REIT fails the asset tests by a de minimis amount and the REIT comes into compliance within six months after it identifies the failure, then the REIT is treated as satisfying the asset tests. [read post]
How to Tackle the Stigma Tackling stigma is not easy or quick, but there are ways to approach it. [read post]
9 May 2013, 2:25 pm by Florian Mueller
In the post I just linked to I couldn't help but highlight the irony that Google had invested in the "Invention Investment Fund I", one of the patent investment funds created by IV. [read post]
3 Oct 2021, 3:59 pm by Race to the Bottom
These sponsor shares “dilute the ownership of the company’s shareholders…in a way that doesn’t occur in a traditional IPO. [read post]
16 Nov 2023, 10:00 am by Kyle Krull
Reference: Kiplinger (Sep. 8, 2023) “Six Ways to Save on Funeral Expenses” [read post]
24 Feb 2014, 2:24 pm by Adam Weinstein
Nonetheless, FINRA alleged that PNC supervised Non-Traditional ETFs in the same way it supervised traditional ETFs. [read post]
30 Nov 2016, 3:07 pm by Adam Weinstein
  According to brokercheck records Harrison has been subject to six customer complaints and two financial disclosures. [read post]
30 Nov 2020, 2:52 pm by zamansky
In between, various fluctuations tipped the market slightly too far one way or another, and YES investors lost the money that UBS told them to invest confidently for reliable returns. [read post]
16 Jun 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Mortgage brokers and former stock brokers looking for new ways to make fast profits are turning to subprime business lending, referred to as one kind of “alternative investment. [read post]