Search for: "UBS Investment Bank"
Results 181 - 200
of 739
Sorted by Relevance
|
Sort by Date
31 Mar 2010, 9:37 am
Per the court documents filed in March, the kickbacks were paid out of fees that came out of transactions entered into with Royal Bank of Canada and UBS. [read post]
12 May 2015, 3:30 pm
Have you suffered losses investing in UBS Reverse Convertible Notes? [read post]
9 Aug 2014, 6:41 am
In addition, many clients have alleged that UBS brokers encouraged them to borrow even more money to invest in the funds or municipal debt through the use of margin and bank loans. [read post]
13 Sep 2012, 7:26 pm
Since the UBS case, it has become harder for rich Americans to avoid the IRS by going to a Swiss bank. [read post]
21 Mar 2011, 12:41 pm
The hiring of Eric Mandl is the latest by Evercore as the investment bank continues to expand. [read post]
2 May 2012, 12:09 am
The Swiss bank's profit fell to $910 million after income in its investment banking unit declined and the firm took an accounting charge on its own debt. [read post]
30 Oct 2012, 1:17 am
The Swiss bank announced a wholesale restructuring of its investment banking division as it reported a third-quarter loss of $2.3 billion related to restructuring costs and charges connected to its own debt. [read post]
15 Sep 2011, 1:18 am
The struggling Swiss bank said on Thursday that a rogue trader in its investment bank had lost $2 billion. [read post]
4 Jun 2009, 4:34 pm
The investment bank contends that any losses experienced by investors occurred because Lehman Brothers failed unexpectedly. [read post]
3 Sep 2008, 10:15 pm
It is expected that both regulators are demanding that Bank of America agree to a settlement similar to those previously agreed to by Merrill Lynch, UBS, Goldman Sachs, JP Morgan, Wachovia, Morgan Stanley, Deutsche Bank and Citigroup. [read post]
19 Aug 2014, 1:00 pm
Tucker engaged in unauthorized trading and other financial transactions, made misrepresentations to such customers about their investment accounts, and forged brokerage banking and other documents. [read post]
1 Aug 2007, 2:45 pm
" Investment News reports that some of the major investment banks, Citigroup, Goldman Sachs, Lehman Brothers, Bear Stearns, and UBS, have put firewalls in place to bar staffers from using Facebook. [read post]
3 Nov 2008, 9:46 pm
" Structured notes, like the Lehman notes sold by UBS, are hybrid products constructed by Wall Street banks that can consist of combinations of bonds, stocks, commodities, currencies and derivatives. [read post]
8 Nov 2009, 7:17 pm
With the damage to Swiss secrecy laws by the recent IRS UBS bank agreement, it is surprising that bank chief Oswald Grubel still sees a bright future for Swiss banking. [read post]
5 Nov 2010, 6:38 pm
Meantime, FINRA has ordered the investment bank to repurchase the notes from the retired couple. [read post]
9 Mar 2009, 10:25 am
The investment bank says the Luxalpha fund was set up at the request of wealthy clients that wanted a tailor-made fund that would let them invest their assets with Bernard Madoff. [read post]
17 Jan 2019, 8:40 am
Certain investment banks, including UBS and Credit Suisse, have cooked up something called a “Yield Enhancement Strategy,” or YES, which is extremely complex and should be used – if at all – by large sophisticated investors like hedge funds, banks and endowments. [read post]
18 Sep 2019, 10:11 am
This includes claims against UBS and other firms. [read post]
13 Feb 2009, 7:19 am
The 120-page complaint says that UBS would encourage analysts and investors to consider "new net money" that came to the investment bank during each reporting period as a major indicator of the company's performance and future prospect. [read post]
4 Dec 2019, 8:39 am
Chinese Regulators Sanctioned UBS for Investment Fraud UBS Overcharged Its Chinese Customers China is Serious About Investor Protection The Chinese Securities and Futures Commission, or SFC, has reprimanded and fined UBS $51 million for overcharging up to 5,000 clients for over a decade, according to a report from Reuters. [read post]
