Search for: "William R. White"
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16 Aug 2017, 8:27 am
New York Times op-ed piece sparks investigation into broker kickbacks According to reports on Tuesday, Massachusetts securities regulator, William Galvin, launched an investigation into charges that brokers were receiving kickbacks for routing sales orders to certain stock exchanges. [read post]
25 Feb 2019, 11:35 am
The post Bruce Worthington Faces Fraud Charges appeared first on The White Law Group. [read post]
15 Aug 2018, 10:46 am
Peter Cunningham – StockCross Financial Services, Beverly Hills, CA William Galvin, commissioner of the Commonwealth of Massachusetts, has reportedly charged StockCross Financial Services and Peter Cunningham with allegedly engaging in improper trading practices. [read post]
2 Apr 2010, 2:34 pm
A tip of the cap to White & Williams coverage maven Randy Maniloff for his hilarious satirical send up of a surprising opinion issued yesterday by the New Jersey Supreme Court in Three Jokers recanting the heresy of its 1994 "triple trigger" decision in Owens-Illinois as no longer being worthy of predecential value. [read post]
2 Jun 2010, 11:20 am
Syndicated writer William K. [read post]
28 Mar 2011, 1:29 am
This article first appeared as a White & Williams law firm memo. [read post]
3 Aug 2020, 1:59 pm
Lamoreaux and William J. [read post]
8 Feb 2017, 3:13 pm
Whyte, William R. [read post]
11 Apr 2023, 6:30 am
John William Wertheimer, the William R. [read post]
23 Mar 2017, 12:55 pm
Secretary of the Commonwealth William F. [read post]
13 Sep 2019, 1:01 pm
The claimant alleged that William A. [read post]
20 Jul 2018, 12:32 pm
Censured & Fined for Failure to Supervise appeared first on White Securities Law. [read post]
7 Feb 2017, 5:52 am
Retirees Keith and Joyce McCrea, and William Lashlee, 88, alleged in their claim that a broker at Source Capital Group Inc. sold them stock in a now defunct health care technology start-up. [read post]
18 Sep 2011, 7:00 am
Related articles: Ellen Podgor's White Collar Crime Blog; Another perspective at the FailedMessiah.typepad.com. [read post]
7 Jan 2008, 3:35 pm
White Papers:Collateral Attack on the Validity of A Marriage after Death Based Upon Undue Influence: [ITEM 6]No jury trial in breach of trust action: [ITEM 8] Questions/comments regarding the meeting and the linked-to materials should be directed to the committee chair: William ("Bill") T. [read post]
15 Mar 2017, 6:09 am
Posted by William R. [read post]
9 Jun 2022, 2:27 pm
Steven Williams: Shortly after getting in line at a donut shop in Scottsdale, R. glanced behind her, after noticing her four-year-old child was upset. [read post]
19 Sep 2023, 9:30 pm
Aoki Center Legal Fellow Opening Remarks by Kevin R. [read post]
14 Nov 2012, 3:52 pm
Caproni, Kenneth John Gonzales, Claire R. [read post]
28 Feb 2012, 3:34 am
WHITE HOUSE PRIVACY FRAMEWORK WEB CONFERENCE NOW SCHEDULED Report: A First Look at National Privacy Policy Thursday, March 1, 1 - 2:30 p.m. [read post]
