Search for: "Industrial Holding"
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2 Oct 2023, 8:17 pm
And, you know, I kind of have a lot of thoughts about what well being means for the legal industry. [read post]
2 Oct 2023, 10:56 am
ESMA will be holding a public webinar on this study and its findings. [read post]
2 Oct 2023, 9:54 am
This rule holds even if you aren’t 100% sure whether you have been injured or not. [read post]
2 Oct 2023, 7:23 am
There are ample examples of disability organizations that hold certificates that allow them to legally pay disabled people pennies per hour, even while their executives make six-figure salaries. [read post]
2 Oct 2023, 1:51 am
She is the first woman to hold this office since its creation in the 13th century. [read post]
1 Oct 2023, 10:36 am
This is a powerful admission about why the insurance industry needs punitive damages as a deterrent. [read post]
1 Oct 2023, 8:04 am
On July 20, 2023, Robert Spencer Gerstein, based in Boca Raton, Florida, was subject to an AWC (Acceptance, Waiver, and Consent) by FINRA (Financial Industry Regulatory Authority). [read post]
29 Sep 2023, 4:26 pm
The purpose of this Client Alert is to explain the consequences of a government shutdown in general, why this one may be different, and to also offer insights to the regulated industries, government contractors and others on what to expect this time around. [read post]
29 Sep 2023, 1:04 pm
She will face off against her predecessor, former Solicitor General Noel Francisco, representing the industry groups. [read post]
29 Sep 2023, 12:03 pm
The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced that registration is open for a virtual Compliance Outreach Program for municipal market…Read the Full Press Release Have a securities law question? [read post]
29 Sep 2023, 7:55 am
“Included in that agenda were 10 items related to Congressional mandates, most from the Dodd-Frank Wall Street Reform and Consumer Protection Act and one from the Holding Foreign Companies Accountable Act. [read post]
28 Sep 2023, 12:22 pm
Investors may have limited access to information about the fund’s holdings and performance. [read post]
28 Sep 2023, 9:22 am
Two industry groups representing payday lenders went to federal court in 2018 to challenge the rule. [read post]
28 Sep 2023, 8:13 am
The LMS system was designed to track attributable owners through all of their broadcast holdings. [read post]
28 Sep 2023, 6:56 am
It is the first case of its kind, seeking to hold the directors personally liable for alleged failure to manage the risks that could impact the future success of the company. [read post]
28 Sep 2023, 4:00 am
Concerns about users leaking sensitive business information through ChatGPT have arisen in other industries. [read post]
27 Sep 2023, 3:50 pm
The LCO stated that the agricultural industry has strict laws that hold growers responsible for unpaid wages, even when their labor contractors may be to blame for pay-related violations. [read post]
27 Sep 2023, 10:59 am
Gains from free trade (e.g., to all consumers) are often more diffuse than losses (e.g., in a declining industry). [read post]
26 Sep 2023, 5:10 pm
If ESPP participants satisfy certain holding requirements, the acquisition of stock through a qualified ESPP is not a taxable event. [read post]
26 Sep 2023, 5:10 pm
He walks you through establishing a document retention and destruction policy; sending a document preservation letter; negotiating a preservation protocol; issuing a litigation hold notice; creating a litigation hold team; and implementing, enforcing, updating, and monitoring a litigation hold within the organization. [read post]