Search for: "Industrial Holding"
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20 Aug 2022, 7:00 am
Brokerage Firm Allegedly Pursued Commissions over Customers’ Best Interests Three Illinois retirees have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Moloney Securities, pursuing up to six figures in damages for bond losses sustained in GWG Holdings L Bonds. [read post]
28 Feb 2022, 3:00 am
GPB Capital Holdings is accused of running a more than $1.8B Ponzi scam that defrauded over 17,000 investors, including many seniors and retail clients. [read post]
2 Jun 2016, 8:30 am
Swirsky, a Member of the Firm at Epstein Becker Green, has a post on the Management Memo blog that will be of interest to many of our readers in the financial services industry: “Federal Appeals Court Sides with NLRB – Holds Arbitration Agreement and Class Action Waiver Violates Employee Rights and Unenforceable. [read post]
7 Nov 2007, 3:20 am
In a statement, the group praised the decision saying: “… New York Magazine has taken a real leadership position in the industry by wanting to segue away from carrying these types of ads. [read post]
18 Mar 2011, 10:50 am
This year’s statements show that five of the six justices hold oil industry stocks. [read post]
17 Apr 2011, 4:49 am
” Also, the FTC recommended that the ITC “incorporate concerns about patent hold-up, especially of standards, into the decision of whether to grant an exclusion order in accordance with the public interest elements of Section 337. [read post]
2 Aug 2022, 7:00 am
Claimants File FINRA Arbitration Claim Against Centaurus Financial A Florida couple who suffered losses in GWG Holdings L bonds has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Centaurus Financial. [read post]
13 Nov 2007, 1:49 pm
Press release: Company announces new Atlas LCC customers, follow on module purchases by existing customers extend legal holds to strategic retention management Mountain View, CA â€â [read post]
27 May 2019, 1:37 am
The main innovations in the field of industrial property, as indicated below, are essentially in line with the text adopted at first reading by the National Assembly on October 9, 2018. [read post]
19 Mar 2010, 12:21 pm
Test and hold "The industry collectively petitioned the agency to put in place a mandatory test and hold and we think that would be prudent for public health protection," said Engeljohn. [read post]
24 Feb 2012, 1:31 pm
The second proposal would require funds to maintain a 1% capital cushion designed to absorb potential losses and to hold back at least 3% of client redemptions for 30 days. [read post]
31 Oct 2022, 12:32 pm
Industries v. [read post]
12 Apr 2010, 6:03 am
I often hear from architects, engineers and contractors who want to know what the hold up is in green building insurance and surety instruments. [read post]
30 Mar 2009, 4:10 pm
One of the fundamental issues raised by the economic crisis, primarily in the financial sector but also in failing industries like automobile industry, is: Where was the board of directors to set meaningful performance goals (not simply stock price) and hold business leaders accountable? [read post]
14 Oct 2022, 11:15 am
This week in Other Barks & Bites: the Third Circuit affirms a partial denial of preliminary injunctive relief in a trade secret case involving processors for cremation equipment; Netherlands’ patent office announces that oil and gas patents held by major Russian energy firms are unenforceable in that country; the Federal Circuit finds that patent claims covering methods of digital recording physical activity survive Alice/Mayo at step two on the pleadings over a dissent from Judge Hughes;… [read post]
14 Oct 2022, 11:15 am
This week in Other Barks & Bites: the Third Circuit affirms a partial denial of preliminary injunctive relief in a trade secret case involving processors for cremation equipment; Netherlands’ patent office announces that oil and gas patents held by major Russian energy firms are unenforceable in that country; the Federal Circuit finds that patent claims covering methods of digital recording physical activity survive Alice/Mayo at step two on the pleadings over a dissent from Judge Hughes;… [read post]
27 Jul 2021, 7:29 am
That is not the balance that the courts in major jurisdictions have struck.Even if there were (as there not, at least to my knowledge) any serious issues relating to SEP pools (as opposed to issues with patent enforcement), authorizing collective hold-out would not be the answer because two wrongs don't make a right.An exceedingly permissive stance on buyers' cartels in one context would set a dangerous precedent not only within that industry (notably, the automotive… [read post]
21 Aug 2024, 12:23 am
The holding does not mandate the government to following this recommendation. [read post]
10 Nov 2022, 3:58 am
Many of them have been involved or at least tangentially aware of significant industry developments since the 2017 crypto crash, and they want clear regulations rather than choosing between putting their blockchain project on hold or pushing through without any clear regulatory guardrails. [read post]
8 Sep 2024, 9:01 pm
The CIBCA specifically defines the term “insured depository institution” to include any depository institution holding company (i.e., a BHC or SLHC) and any other company that controls an IDI and is not a depository institution holding company (e.g., the parent company of an industrial loan bank or industrial loan company). [read post]
