Search for: "Bill Walls"
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9 Nov 2015, 2:49 am
Don't Miss Bill Singer's CASE IN POINT Video Series Wall Street Legal, Regulatory and Compliance Issues New Episodes Every TuesdayNovember 10, 2015: Veteran Wall Street lawyer and BrokeAndBroker.com blogger Bill Singer speaks to the Reformed Broker, Josh Brown, on his history in the financial services industry; his disillusionment with the brokerage model and with Wall Street; why young advisors should not follow his example; his… [read post]
1 Nov 2019, 4:53 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4892/securities-industry-commentator/Tower Research Capital Not Such a CFTC Bad Boy After E-Mini Fraud (BrokeAndBroker.com Blog)As behemoth brokerage firms go zero-commission on trades, advisors are concerned (CNBC.com by Andrew Osterland)Ex-Merrill broker-turned-RIA settles CE cheating allegations (On Wall Street by Kenneth… [read post]
7 Sep 2021, 3:37 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6046/securities-industry-commentator/4 questions for Wall Street fraud expert Bill Singer (Financial Planning Podcast hosted by Julie Coleman)Federal Court Finds Lack of Jurisdiction In FINRA OHO Teleconferencing LawsuitAlpine Securities Corporation, Plaintiff, v. [read post]
24 Sep 2021, 2:46 pm
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6083/securities-industry-commentator/Veteran Wall Street Reform Advocate Bill Singer Esq. [read post]
6 Sep 2019, 7:08 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/XXXX/securities-industry-commentator/Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4795/securities-industry-commentator/Schwab is laying off 600 employees amid hit from the Fed’s interest rate cuts… [read post]
8 Oct 2011, 8:13 am
White House chief of staff Bill Daley is a JP Morgan man. [read post]
21 May 2010, 1:13 pm
(I discuss the multitude of problems with these proposals at length in a series of posts grouped in the Wall Street Reform archive.)According to a comparison chart in today's WSJ, the equivalent House bill lacks the corporate governance provisions. [read post]
10 Jan 2012, 1:20 pm
THE STEPHANOPOULOS STANDARD: In the Wall Street Journal, Bill McGurn explains how Republicans can turn media bias to their advantage. [read post]
17 Jun 2007, 10:48 am
Billing ruled that the breadth of federal securities regulation prevents the antitrust suit. [read post]
24 Mar 2008, 12:59 pm
"Last March 13, the Wall Street Journal published a Review and Outlook editorial entitled Amber Waves of Green that provides a scathing criticism of the farm bill, in particular its large subsidies for traditional program crops. [read post]
22 Jan 2019, 10:38 am
Arizona House Bill 2444, proposed last week by State Rep. [read post]
11 Nov 2009, 9:04 am
Ian Talley has a story in the Wall Street Journal online where he reports that “Key Senate Democrats†(which is code for democrats from the rust-belt states, farm states, and swing states) gave an indication that the climate change bill will remain stalled in committees for the rest of the year, meaning the earliest a floor vote could happen would not be until well after the Obama administration has returned from the climate change summit between… [read post]
8 Dec 2009, 7:46 am
A bipartisan group of Representatives is planning to offer an amendment to the Wall Street reform bill being debated on December 9th that would allow bankruptcy judges to approve changes to mortgages on the family home. [read post]
16 Aug 2019, 8:00 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/XXXX/securities-industry-commentator/Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4759/securities-industry-commentator/Louis "The Coin" Colavecchio Sentenced to Prison for Counterfeiting $100 Bills… [read post]
15 Nov 2011, 7:33 pm
In addition to admiring their grit, Billings accurately observed "that a personal history of lawbreaking had never hindered anyone's career on Wall Street. [read post]
9 May 2019, 7:16 pm
“Anger Erupts in Alabama Senate Over Abortion Bill; Bill would make it a felony for doctors to perform an abortion at any point during pregnancy”: Arian Campo-Flores of The Wall Street Journal has this report. [read post]
22 Dec 2016, 8:29 am
Also, please take the time to re-read "Wall Street Critic Bill Singer Revisits His 2009 Reform Proposals" (BrokeAndBroker.com Blog, April 22, 2016).As the Trump administration prepares to launch, Wall Street prepares for some form of deregulation, which has been characterized by supporters as the lessening of ineffective and burdensome regulation but by opponents as an anti-investor undertaking. [read post]
27 Feb 2008, 9:15 am
The following video report from the Wall Street Journal is enlightening. [read post]
25 Aug 2009, 10:00 am
Op-ed in today's Wall Street Journal: Tax Penalties and the Health-Care Bill, by James M. [read post]
8 Mar 2012, 10:28 am
It would, she said, be in violation of “the Kansas Constitution, [which] erects an absolute wall of separation, prohibiting public educational funds from flowing to sectarian education. [read post]
