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13 Feb 2013, 11:16 am
In May of 2009, FINRA fined Pacific Cornerstone Capital, Inc (the broker-dealer for Cornerstone Real Estate Funds) $750,000. [read post]
31 Dec 2018, 1:04 pm
· Apollo Infrastructure “shelved” a $275M loan involved in Apollo Global Management LLC’s $1B acquisition of a portfolio that came from GE Capital’s Energy Financial Services. [read post]
8 Nov 2018, 12:54 pm
Specifically, Sierra’s board of directors is seeking shareholder approval on a series of related transactions designed to effectuate a merger between and among Sierra, a publicly registered non-traded business development company (BDC), as well as Medley Capital Corporation (“MCC”), a publicly traded BDC, and Medley Management Inc. [read post]
6 Aug 2010, 9:19 am
John is a former real estate attorney, with experience in-house at ORIX Real Estate Capital, Inc., and in the law firms Kirkland & Ellis LLP, Sonnenschein Nath & Rosenthal LLP and Schiff Hardin LLP. [read post]
20 Mar 2014, 10:52 am
These include: Risort Partners Inc., Hullstar Capital LLP, Camber Alliance LLP, Kimrod Estate LLP, and Midlcorp Trade LTD. [read post]
20 Nov 2019, 6:21 am
Active Navigation Inc. is headquartered in the D.C. [read post]
21 Mar 2023, 9:01 pm
A recent decision of the Delaware Court of Chancery (In Re Mindbody, Inc., S’Holder Litig., C.A. [read post]
18 Sep 2014, 4:29 pm
About hotelAVE Hotel Asset Value Enhancement, Inc. [read post]
3 Oct 2022, 10:45 pm
(the 'Company') renewed a patent license agreement with Apple, Inc. [read post]
14 Sep 2023, 12:21 pm
SEC Order – BTS Asset Management Inc. [read post]
11 Apr 2010, 10:53 pm
Nine companies ( Arrow Financial Services LLC in Niles, Ill.; Asta Funding Inc. of Englewood Cliffs, N.J.; B-Line LLC of Seattle; eCast Settlement Corp. of Whippany, N.J.; Encore Capital Group Inc. of San Diego; NCO Portfolio Management Inc. of Horsham, Pa.; Portfolio Recovery Associates of Norfolk, Va.; Sherman Financial Group of New York; and Unifund Corp. of Cincinnati.) were selected for the study, not because the FTC suspects them… [read post]
4 Jan 2011, 7:32 am
$325,000 - WestPark Capital Inc [read post]
30 Dec 2014, 8:00 am
Circuit Court of Appeals ruled the prosecutors in the case against Todd Newman, a former Diamondback Capital Management portfolio manager, and Anthony Chiasson, Level Global Investors co-founder, presented insufficient evidence for a conviction. [read post]
27 May 2011, 8:47 am
" The press release alleges that Mathis served at various times as a director, vice president, president, and portfolio manager of J.C. [read post]
5 Apr 2007, 5:13 am
The group included the Oppenheimer Funds (24.5%), DE Shaw Valence Portfolios (9%), SAC Capital Advisors (3.7%), Sigma Capital Management (1.4%), CR Intrinsic Investors (2.7%), and Tudor Reporting Persons (4.8%). [read post]
10 Sep 2010, 1:00 pm
Emmes Asset Management Co. [read post]
2 May 2017, 6:42 am
New Tender Offer from Mackenzie Affiliate According to reports this week, an affiliate of Mackenzie Capital Management, SCM Special Fund 3 LP, has offered to purchase up to 45 million shares of Highlands REIT common stock for $0.17 per share. [read post]
3 May 2012, 8:15 pm
(WFC), UBS AG (UBSN), Morgan Stanley (MS), and Citigroup Inc. [read post]
22 Apr 2021, 6:15 am
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
30 Jul 2011, 2:31 am
As a secondary objective, the Fund seeks to preserve capital. [read post]
