Search for: "Capital Records, LLC"
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8 Nov 2017, 4:48 am
Vultaggio is formerly associated with American Capital Partners, LLC (American Capital). [read post]
6 Jul 2016, 11:23 am
Sheridan resigned from North South Capital, LLC two days after she amended her U-4 to report a tax lien. [read post]
11 Jun 2012, 3:00 am
The Notice invokes the Petitos' failure to make contributions from July 2009 through July 2010 as ground to "forfeit their membership interests" in Bridgeview under Article V, §1 of the operating agreement (read here) which provides: Each member of this Company shall contribute the amount set forth under his name as set forth in the Books and Records of this Company as the sole Capital Contribution to be made by him. [read post]
21 Jul 2018, 6:44 am
LLC. [read post]
10 Mar 2014, 3:24 am
” The court’s analysis of the record leads it to conclude that “Gary does not meet his initial burden of showing that he acted in good faith and undivided loyalty to plaintiff so as to rely on [LLC] Law § 409 . . .. [read post]
9 Dec 2019, 1:05 am
[Citations to record omitted.] [read post]
4 Oct 2022, 8:33 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker James Pecoraro (Pecoraro), associated with Spartan Capital Securities, LLC (Spartan Capital) has been subject to at least 11 customer complaint, six regulatory actions, and one judgement or liens during his career. [read post]
9 Dec 2013, 12:28 am
The LLC’s operating agreement required the members to make pro rata additional capital contributions if alteration expenses exceeded $750,000, and also authorized the managing member to make additional capital calls for ordinary business expenses. [read post]
11 May 2019, 11:47 am
, citing Velvet Snout, LLC v. [read post]
4 Mar 2013, 3:30 am
In addition, Chilana, who had already provided emergency funds to save the school, understandably would not inject more capital if plaintiffs were allowed to manage the venture going forward. [read post]
10 Sep 2012, 3:00 am
Another limited liability company (LLC) without a written operating agreement or regularly maintained books and records memorializing the ownership interests of the members. [read post]
17 Sep 2012, 2:00 am
Last week’s post analyzed the court’s ruling, based on some old tax returns and subsequent advances deemed to be capital contributions, that the percentage ownership split of the title-holding LLC is 90/10. [read post]
16 May 2014, 6:11 am
Yours And MineSometime around the start of 2009, an executive at Rafferty Capital Markets, LLC (“Rafferty”), a registered broker-dealer, proposed that the BD act as the broker-dealer of record for “registered reps” of an unregistered company. [read post]
27 Dec 2011, 8:19 am
Shelter Capital Partners LLC, 2011 WL 6357788 (9th Cir. [read post]
25 Feb 2012, 2:02 pm
Auriga Capital Corp. v. [read post]
10 Sep 2014, 8:06 am
In Banc of America Leasing & Capital, LLC v. 3 Arch Trustee Services, the creditor obtained a judgment against the real property owner. [read post]
18 Jun 2012, 3:00 am
As the Supreme Court found, the petitioner's loan to the LLC did not constitute a capital contribution (see e.g. [read post]
30 Jan 2017, 6:17 am
Our securities fraud attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Samuel Koltun (Koltun) currently associated with RBC Capital Markets, LLC (RBC) alleging unsuitable investments in Puerto Rico municipal bonds among other claims. [read post]
18 May 2015, 3:48 am
” The only specific provision of the operating agreement cited for that proposition, Section 5.5, governs the members’ right to inspect the LLC’s books and records. [read post]
7 Nov 2018, 6:25 am
(Westpark Capital). [read post]
