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1 Dec 2011, 1:58 pm
–based broker-dealer Citigroup Global Markets Inc., so "their claims should not be subject to FINRA arbitration. [read post]
15 Apr 2014, 11:16 am
Citigroup, Inc., Case No. 13-5994 (6th Cir. [read post]
21 Oct 2007, 11:50 am
Citigroup Global markets Inc: Find $300,000â€â [read post]
16 Oct 2007, 7:55 pm
Hale noted that the $100 billion fund announced yesterday by Citigroup Inc., Bank of America Corp. [...] [read post]
30 Jul 2012, 1:36 pm
A lawyer for a former Citigroup Inc. employee accused of misleading investors in a $1 billion mortgage-bond deal called on the lovable children's character Waldo on Monday to demonstrate how he claims the Securities & Exchange Commission focused its civil case on actions by others, rather than his client. [read post]
21 Aug 2012, 1:34 pm
Citigroup Global Markets Inc., in support of the district court's order that refused to approve the proposed... [[ This is a content summary only. [read post]
4 Jun 2015, 12:23 am
., Citigroup Inc. and Bank of America Corp. , are either eliminating or considering paring back a service... [read post]
8 Apr 2009, 9:03 pm
Citigroup Global Markets, Inc v Bacon,____F.3d___(5th Cir. [read post]
6 Nov 2019, 6:33 am
Citigroup Inc., 939 F.3d 415 (2d Cir. 2019). [read post]
6 Jul 2012, 10:50 am
A former Citigroup Inc. employee has asked a federal judge to bar the Securities and Exchange Commission from asking "leading questions" to a series of witnesses at his upcoming trial in a civil fraud case over a $1 billion mortgage-bond deal brokered by the bank. [read post]
1 Aug 2014, 3:30 pm
Citigroup Inc. says it’s been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank’s conduct regarding mortgage bonds and won’t bring further enforcement action. [read post]
21 Aug 2012, 12:40 pm
Citigroup Global Markets Inc., in support of the district court's order that refused to approve the proposed settlement between the parties.... [read post]
18 Nov 2008, 5:35 pm
Citigroup Inc. just revealed plans to cut 52,000 jobs—15 percent of its workforce—by early 2009. [read post]
1 May 2012, 2:22 pm
FINRA announced that it sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision... [read post]
20 Aug 2014, 12:00 pm
Citigroup Inc’s Bnamex unit alleged that a unit of Morgan Stanley permitted funds from a family’s trust account to be used to repay third-party loans without its authorization. [read post]
16 May 2008, 4:50 am
The Russian steelmaker controlled by billionaire Alexei Mordashov, will likely use Citigroup Inc., ABN Amro and Credit Suisse, to organize the sale whose promotional tour may start in two weeks. [read post]
6 Mar 2009, 1:02 pm
Citigroup Global Markets Inc. v. [read post]
13 Apr 2011, 6:05 am
The award is just the latest problem to spring from Citigroup’s municipal-bond funds. [read post]
19 May 2008, 1:00 pm
Citigroup. [read post]
8 Mar 2009, 8:15 am
Other posts on this Forum that also discuss In Re Citigroup Inc. [read post]
