Search for: "Depository Trust Company"
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11 Feb 2007, 6:52 am
As a resource for class action defense attorneys who defend against RESPA (Real Estate Settlement Procedures Act) class actions, we provide the text of Regulation X. [read post]
31 Dec 2019, 8:13 am
SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination requirements by having audited financial statements prepared for each pooled investment vehicle in accordance with generally accepted accounting principles by an independent public accountant registered with the Public Company Accounting Oversight Board (“PCAOB”). [read post]
31 May 2023, 1:44 pm
Senate Bill 2334, and House Bill 4903 propose to: (1) Establish a new gold and silver based digital currency through the office of the Texas Comptroller of Public Accounts; (2) Back each unit of issued digital currency with a corresponding fraction of a troy ounce of gold or silver held in trust; (3) Allow for individual accounts to be created at the Texas Bullion Depository that could be used to conduct transactions. [read post]
29 May 2019, 5:06 pm
Insurer Beazley Group in its May 2019 Beazley Breach Insights Report (BBR) claims its clients have reported twice the number of ransomware cyberattacks in the first quarter of 2019 as they did last year, with hackers targeting bigger companies and demanding bigger ransoms than ever before. [read post]
16 Apr 2020, 4:55 am
Wall Street and crypto veteran Caitlin Long recently announced a plan for Wyoming corporation, Avanti Financial Group Inc., to apply for a bank charter under Wyoming’s special-purpose depository institution law. [read post]
2 Oct 2009, 8:37 am
• The failure to catch and stop Madoff is defacto intentional when it would take only a single phone call to the Depository Trust Company to learn that Madoff never held the securities positions he claimed to have held, but for sixteen years, through six complaints and five investigations, not a single member of the SEC, not a single one of its supposed investigators, ever made that single phone call. [read post]
12 Jul 2012, 6:23 am
Trust has fought against former brokers soliciting clients by instituting U.K. [read post]
12 Jul 2012, 6:23 am
Trust has fought against former brokers soliciting clients by instituting U.K. [read post]
14 Apr 2016, 7:45 am
Members are required to represent that they are authorized to bind their affiliates to the terms of the policy, including parent and sister companies. 1. [read post]
22 Dec 2020, 9:43 am
This update includes the following: Sexual Harassment Training Required under California LawAnnual Compliance & Other ItemsAnnual Fund MattersAnnual Management Company MattersRegulatory & Other Items from 2020Items from 2021 Compliance Calendar**** CFM & Aspect January Compliance Update Event We would like to invite you to our next compliance-focused event. [read post]
23 Jul 2019, 4:30 pm
John Reed Stark In the following guest post, John Reed Stark takes a closer look at President Donald Trump’s recent Twitter tirade against cryptocurrency and lays out a roadmap for the President to follow if his administration were to crack down on cryptocurrency. [read post]
11 Apr 2012, 1:13 am
{15] Federal banking regulators are required to investigate insured depository institution failures and bring lawsuits to recover damages. [read post]
28 Jul 2011, 2:00 am
(“Sims”), an Australian company. [read post]
26 Oct 2023, 10:57 pm
As a consequential change, the requirement to obtain consent from each beneficiary of the trust, which many stakeholders considered impractical, particularly in the context of large superannuation and managed funds with many thousands of members, has been removed, as has the option of obtaining consent of the Supreme Court. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
22 Jun 2010, 12:41 pm
Salazar Docket: 09-758 Issue: Whether the court of appeals erred in holding that respondents need not conduct an accurate and complete fiduciary accounting of ”all funds” in an Individual Indian Money trust, but instead may substantially limit the accounting duty to one that can be discharged ”in a reasonable time, with the money that Congress is willing to appropriate. [read post]
9 Jul 2011, 3:12 pm
Langford and StaxxRing sought declaratory and injunctive relief as well as a constructive trust, damages, attorney's fees, and exemplary damages. [read post]
