Search for: "Equity Funding LLC "
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2 Jun 2021, 11:30 am
Allen and NYPPEX Holdings from engaging in securities fraud, violating New York Securities law, and converting or otherwise disposing of or transferring funds from ACP X, LP, a private equity fund controlled by Mr. [read post]
25 Aug 2022, 10:59 am
The Kovack rep reportedly bought and sold A share mutual funds in those accounts, using the proceeds from the sales to purchase one or more equities, and then selling the equities after a few months to repurchase A share mutual funds. [read post]
10 Apr 2020, 6:37 am
The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index. [read post]
15 Jun 2022, 7:50 am
The former investment advisors who were reportedly affiliated with Livingston Group Asset Management Company (Southport Capital), purportedly recommended that their clients invest at least $62 million in Horizon Private Equity III, a private fund allegedly controlled by Southport’s former owner and manager. [read post]
27 Jun 2023, 5:35 am
The SEC rule includes requirements to protect customers’ funds and securities. [read post]
31 Jul 2017, 1:13 pm
Summit Equities Censured & Fined According to FINRA, Summit Equities Inc. [read post]
20 Oct 2010, 8:07 am
Specifically, it is alleged by the SEC that these individuals, along with their investment advisory businesses, PEF Advisors LLC and PEF Advisors Ltd., overvalued illiquid fund assets that were placed in a "side pocket. [read post]
30 Dec 2013, 12:31 pm
Participants in the funding round included venture capital firm Acadia Woods Partners, LLC, and Respiratory Diagnostics Inc. [read post]
2 May 2013, 10:00 am
There was a strong showing from private equity and real estate fund managers. [read post]
22 Feb 2016, 5:57 pm
According to SEC filings, Aequitas Capital Opportunities Fund is a private equity fund organized in 2013. [read post]
25 Dec 2014, 12:01 pm
Long-short equity funds, which have underperformed the bull market in stocks, are predicted to have several closures in the near future. [read post]
8 Mar 2012, 2:54 am
& Equities, LLC v Cox ;2012 NY Slip Op 01656 ; Decided on March 6, 2012; Appellate Division, Second Department we see that the attorney failed to handle two different aspects of real estate practice. [read post]
29 Mar 2019, 9:18 am
Other categories of equity may provide for certain investors, to have preferred returns. [read post]
7 May 2021, 1:14 pm
Other categories of equity may provide for certain investors, to have preferred returns. [read post]
29 Jan 2018, 8:26 am
Presidio Venture Capital – PVC, LLC According to the SEC’s complaint, while working as financial advisers at Sunbelt Securities in Houston, TX, Tao and Boyd formed private equity fund PVC, LLC (DBA Presidio Venture Capital) in 2013. [read post]
4 Dec 2023, 4:58 am
For those in RULLCA states, whose LLC statutes authorize judicial dissociation a/k/a expulsion of an LLC member, the additional lesson is not to underestimate the importance of the equities, both as to the circumstances justifying expulsion and the potential consequences that flow from expulsion. [read post]
31 Mar 2011, 10:43 am
If you plan to raise funds from third parties in the future, investors typically don’t want to invest in a pass through company and receive a Form K-1, and so it typically makes sense to start as a corporation (and if you elect S corporation status, terminating it prior to a fund raise is easier than converting an LLC to a corporation prior to a fund raise). [read post]
5 Mar 2014, 9:05 am
The three short-listed teams are, in alphabetical order: Indy Justice Partners Equity Members: Fengate Capital Management Ltd., AECOM Global Fund I LP, Shiel Sexton Company, Inc. [read post]
12 Apr 2023, 8:25 am
For investors, we did the UBS Willo hedge fund, that was one where it was a distressed debt fund. [read post]
8 Jul 2020, 6:53 am
GPB Capital Entities GPB Cars 12, LLC, GPB 5 LLC and GPB 8 LLC Receive Millions in Forgivable Fed loans Have you suffered losses investing in GPB Cars 12 LLC, GPB 5 LLC or GPB 8 LLC? [read post]
