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1 Mar 2009, 12:20 pm
UBS is increasing the base salary of senior investment bankers after reducing many bonuses to a fraction and to align overall compensation more with other financial services professions, such as consultants, DealBook colleague Julia Werdigier reports. [read post]
13 Jun 2017, 10:04 am by Simon Lovegrove and Lisa Lee Lewis
In all other cases, the decision will be taken under executive procedures; and the decision to give a notice proposing to or deciding to impose a civil penalty on a person, i.e. a public censure or financial penalty under regulation 74 MLR2017, suspension, restriction or cancellation under regulation 75 MLR2017, or a prohibition under regulation 76 MLR2017, will be taken by the RDC. [read post]
3 Feb 2011, 6:53 am
Consulting firms, hedge funds, traders, and corporate executives should consult an experienced law firm as early as possible when it is determined a firm is being targeted by federal investigators. [read post]
7 Jul 2020, 5:45 am by Bob Ambrogi
It also took Axiom’s two founders, Mark Harris as CEO and Alec Guettel as chief financial officer. [read post]
18 Apr 2022, 8:11 am by Dan Bressler
The opioid manufacturer Purdue Pharma, beleaguered and in financial trouble, wanted to revamp its business, and an executive there sought out Dr. [read post]
18 Dec 2009, 1:45 pm
Even if the board or committee has not engaged its own compensation consultant, fee disclosures will be required if there is a consultant providing executive compensation consulting services and non-executive compensation consulting services to the company, provided the fees for the non-executive compensation consulting services exceed $120,000 during the company’s fiscal year. [read post]
28 Dec 2008, 8:01 am
Issues cited by hospital executives, industry consultants and other experts include:â€â [read post]
20 Feb 2007, 10:56 am by Legal Talk Network
Steele, President of NSSTA and Randy Dyer, NSSTA Executive Vice President. [read post]
20 Feb 2007, 10:56 am
Steele, President of NSSTA and Randy Dyer, NSSTA Executive Vice President. [read post]
19 Sep 2018, 8:26 am by Ed Stein
On September 12th, President Trump signed Executive Order (“EO”) 13848 “Imposing Certain Sanctions in the Event of Foreign Interference in a United States Election. [read post]
In the US, restrictions under Executive Orders 13662 and 14024 prevent transactions and dealings by US persons in new debt of specified durations, as well as new equity transactions. [read post]
1 Nov 2020, 6:28 am
Most programs still emphasize the same basic financial metrics on growth and profitability—which tend to focus executives on current programs rather than creative projects to meet the looming disruption. [read post]
23 Jun 2011, 8:40 am
  The MoU formalizes the procedure for consultation, cooperation and coordination between the NYSID and FINMA, and allows each regulatory authority to obtain and share information about regulated persons and entities.According to Superintendent Wrynn, “The Insurance Department is proud to execute this agreement with FINMA because it will allow both regulators to closely cooperate to promote the growth of robust, solvent financial services and markets and… [read post]
2 Apr 2009, 8:00 am
Independent shall mean any advisor or consultant, or any affiliate of the advisor or consultant, shall have no material financial relationship with the issuer beyond the relationship with the compensation committee of the board of directors. [read post]
24 Nov 2008, 12:45 pm
In that role, he led executive and professional recruiting for the enterprise, including field staffing for Property Casualty and Life businesses, college relations, assessment consulting and diversity staffing. [read post]
4 Nov 2021, 11:05 am by Jules M. Haas
  It makes sense to consult with an estate lawyer who is familiar with drafting clauses which effectuate intentions regarding bequests and contain appropriate dispositive language. [read post]
15 Mar 2010, 12:02 pm by James Hamilton
Revised Senate Financial Reform Bill Enhances Corporate GovernanceThe revised draft of the Senate Banking Committee financial reform bill enhances corporate governance and mandates increased transparency of executive compensation. [read post]
30 Dec 2009, 11:37 am by Fei-Lu Qian
” Flemmons noted that due to the downturn in the economy and “integrity lapses,” there is an increased pressure in companies to meet earnings targets and has “undoubtedly ignited temptations for many companies to commit financial fraud. [read post]
2 Jun 2023, 6:44 am by Dan Bressler
This $8.7m contract with IHACPA was signed days before those allegations were first published by the Australian Financial Review. [read post]
17 Nov 2022, 4:51 am by Rob Robinson
HBR’s established leadership team will reorganize accordingly, forming a new executive leadership team for HBR Consulting with a combined 50 years with HBR, including Matt Sunderman, the current president of HBR’s Advisory business, who will assume the role of HBR Consulting chief executive officer. [read post]