Search for: "FINANCIAL ASSET SECURITIES CORP."
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24 Jul 2018, 10:54 am
The securities attorneys at Gana Weinstein LLP are currently investigating NEXT Financial Group, Inc. [read post]
21 Aug 2007, 8:01 pm
Some investors speculate Berkshire could be a buyer for parts of mortgage lender Countrywide Financial Corp., whose stock price has been hit hard by subprime worries. [read post]
16 Dec 2011, 7:05 pm
(Midsize advisers have assets ranging from $25M and $100M). [read post]
29 Sep 2009, 8:11 am
Questions continue to abound about the quality of Medical Capital's assets. [read post]
19 Apr 2010, 4:29 pm
Grantland Financial Corp., 866 F.Supp. 807, 809 (S.D.N.Y. 1994) (finding that securities laws are not properly invoked where a loan results from direct negotiations between the parties); see also Prochaska & Associates, Inc., v. [read post]
22 Jan 2010, 11:15 am
The acquisition by $4.3 billion-asset Chemical Financial Corp., of Midland, Michigan (“Chemical”), of $840 million-asset O.A.K. [read post]
21 Sep 2009, 6:33 am
Investors who suffered losses because of financial ties to Medical Capital Holdings have taken a lead from a recently filed fraud lawsuit by the Securities and Exchange Commission (SEC) and are moving forth with legal claims of their own. [read post]
12 Sep 2009, 12:08 am
She says NASAA will try to figure out how to unfreeze investor assets that were purchased from firms such as Charles Schwab Corp. [read post]
14 Mar 2012, 5:55 am
Pacific West announced in December that it planned to close its doors this month and that it had begun a recruiting effort to move the company’s brokers to Multi-Financial Securities Corp. [read post]
5 Jul 2010, 1:55 pm
Empire Securities Corp. - FINRA suspended Empire Securities in May 2010 for failing to pay arbitration fees. [read post]
16 Mar 2011, 1:48 am
West End Financial Advisors, LLC and fifteen affiliated companies filed for chapter 11 bankruptcy protection on Tuesday in Manhattan, less than two months after three of the entities and four former executives were charged with fraud, misuse of client assets and other violations of securities laws by the U.S. [read post]
26 Feb 2012, 11:40 am
• Running pools that don’t commit more than 10% of their assets’ fair market value to set up commodity interest trading positions. [read post]
23 Nov 2011, 1:24 pm
Chase Investment Services Corp. has been ordered to reimburse customers $1.92 million for losses they incurred after Chase Investment brokers recommended the customers purchase unsuitable unit investment trusts and floating rate loan funds, the Financial Industry Regulatory Authority (FINRA) announced on Nov. 15. [read post]
11 Dec 2008, 10:33 pm
Vorys, Sater, Seymour & Pease, perhaps Ohio's best-known firm, advised First Defiance Financial Corp. [read post]
8 Sep 2011, 11:20 am
CARI, a wholly-owned subsidiary of Ally, acts as a depositor and initial certificate holder for various asset-backed securities. [read post]
30 Jan 2007, 12:19 pm
Although SEC press releases report that Corigliano forfeited all of his assets to the tune of $14 million, with some exceptions, news reports have totalled his exempted assets at about $5 million. [read post]
8 Sep 2009, 9:58 am
(See Compuware Corp. v. [read post]
11 Apr 2019, 12:14 pm
Some of these companies have no assets, operations, or revenues. [read post]
17 May 2009, 12:13 pm
Insurers who said they are prepared to accept the TARP funds include Hartford Financial Services Group, Inc., Prudential Financial, Inc., Principal Financial Group, Inc., Lincoln National Corp., and Allstate Corp. [read post]
28 Jul 2014, 3:58 pm
The Subcommittee focused on options involving two of the largest basket option users, Renaissance Technology Corp. [read post]
