Search for: "Fargo Trading Inc."
Results 201 - 220
of 277
Sorted by Relevance
|
Sort by Date
14 Nov 2023, 9:01 pm
The submissions contained missing or inaccurate trade data for at least 163 million transactions. [read post]
15 Nov 2023, 6:26 am
The submissions contained missing or inaccurate trade data for at least 163 million transactions. [read post]
25 Jan 2019, 5:58 am
Hawke, Arnold & Porter Kaye Scholer LLP , on Thursday, January 24, 2019 Tags: Algorithmic trading, Broker-dealers, Compliance and disclosure interpretation, Confidentiality, Dark pools, Exchange Act, High-frequency trading, SEC, SEC enforcement, Securities Act, Securities enforcement, Securities regulation Global Antitakeover and Antiactivist Devices Posted by Kobi Kastiel (Tel Aviv University), and Adi Libson… [read post]
3 Aug 2014, 11:34 am
TIGRENT, INC., f/k/a Whitney Information Network, Inc., a Colorado corporation, Appellee. 2 [read post]
18 Apr 2008, 2:00 am
, Global Global - General Candidates for post of WIPO Director General present their platforms: (WIPO), IP is not a thing: (Dilanchian), FOSS adoption and consumer welfare: (IPcentral) Global - Trade Marks / Domain Names / Brands Manufacturers becoming brand licensing companies: (IP ThinkTank), Anti-Counterfeiting Trade Agreement moves forward: (Michael Geist) Global - Patents Office Open XML voted to become official standard, so out of… [read post]
19 Aug 2011, 12:01 am
Wells Fargo & Company, et. al. [read post]
19 Feb 2010, 2:55 am
Hearthware Home Prods., Inc (Chicago IP Litigation) US Trade Marks & Domain Names – Lawsuits and strategic steps City of Las Vegas - Battle lines drawn between City of Las Vegas and Clark County over rights to.VEGAS top-level domain (Las Vegas Trademark Attorney) [read post]
19 Feb 2010, 2:55 am
Hearthware Home Prods., Inc (Chicago IP Litigation) US Trade Marks & Domain Names – Lawsuits and strategic steps City of Las Vegas - Battle lines drawn between City of Las Vegas and Clark County over rights to.VEGAS top-level domain (Las Vegas Trademark Attorney) [read post]
2 Oct 2015, 9:09 am
That year, she also successfully defended against a claim of trademark infringement for her client, PGD, Inc., involving the name of a generic drug in the case Doral Pharmamedics v. [read post]
24 Aug 2023, 11:18 am
As the times have changed, so must the calculus for what constitutes adequate protection for directors and officers of publicly traded companies. [read post]
16 Oct 2007, 5:15 am
Below is a list of organizations who submitted Comment Letters: Letters in Favor of the Non-Access ProposalLetters Opposing Both SEC ProposalsAlcoa, Inc. [read post]
14 Apr 2023, 11:30 am
Morgan Securities LLC E*Trade Securities LLC Yvonne Nguyen NYLife Securities LLC Robert Rich Wells Fargo Advisors Financial Network, LLC Wachovia Securities, LLC Alexandra Smith J.P. [read post]
4 Aug 2023, 7:16 am
Morgan Securities LLC Mulan Greenway David Morris Stifel, Nicolaus & Company, Incorporated UBS Financial Services Inc. [read post]
27 Oct 2014, 7:00 am
ACTION NOTICE DATE CLAIM DUE DATE 2014-119 In the Matter of Wells Fargo Advisors, LLCAdministrative Proceeding File No. [read post]
7 Oct 2010, 8:54 pm
Wells Fargo & Co. et al (Docket Report) District Court M D Florida: Manufacturer of electronic voting systems did not infringe method claims requiring action by end user voters: Voter Verified, Inc. v. [read post]
23 Aug 2010, 4:15 am
Here's the relevant part of § 1 of the Sherman Act: Every contract, combination in the form of trust or otherwise, or conspiracy, in restraint of trade or commerce among the several States, or with foreign nations, is declared to be illegal. [read post]
9 Jan 2012, 12:58 am
The first of these was the $125 million settlement of the Wells Fargo mortgage backed securities case, which represented the first settlement of any of the mortgage backed securities cases. [read post]
29 Oct 2021, 9:01 am
Antitrust investigators are looking into the financial incentives that Visa gave Square Inc., Stripe Inc. and PayPal Holdings Inc., the people said. [read post]
29 Oct 2021, 9:01 am
Antitrust investigators are looking into the financial incentives that Visa gave Square Inc., Stripe Inc. and PayPal Holdings Inc., the people said. [read post]
3 Feb 2016, 7:27 am
King did not have a reasonable basis to believe that such transactions were suitable for any investor.Wedbush Securities Inc. was censured, fined $130,000, and required to remediate its supervisory violations. [read post]
