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12 May 2021, 1:34 pm
Silver Lake, Fidelity Management & Research Company and Coatue were significant participants in the Caris funding round. [read post]
19 Nov 2015, 9:01 am
Maybe Fidelity doesn’t care. [read post]
14 Oct 2014, 9:26 am
You may remember a few years ago there was a big kerfuffle about a Fidelity Investments employee in the North Texas who was fired for allegedly discussing fantasy football at work under an anti-gambling policy. [read post]
29 Jun 2009, 7:03 am
As indicated by the court, the plans at issue in Hecker provided a generous selection of investment options for the plans' participants, including 23 different Fidelity mutual funds, two investment funds managed by Fidelity Trust, a fund holding the employer's stock, and a Fidelity-operated facility called BrokerageLink, which gave the participants access to some 2,500 additional funds managed by different companies. [read post]
13 Jun 2015, 10:11 am
The Eighth Circuit agreed that the fidelity bond provided coverage, and, as a result, saw no need to reach the D&O question. [read post]
24 Oct 2019, 3:00 am
Fidelity is the most expensive and you’d still only be paying $260 a year if you had $40,000 invested with them. [read post]
18 Apr 2011, 10:18 am
Want to see an appellant get absolutely crushed in an opinion? [read post]
19 Feb 2020, 9:38 am
A Michigan federal court held recently in Great American Fidelity Ins. [read post]
11 Oct 2021, 12:11 pm
This ensures that HOA funds are properly preserved and not invested in any high-risk investments or stocks. 2) Establishing clear limits before board approval is required for the transfer of HOA funds. [read post]
23 Dec 2019, 1:40 pm
Morgan Securities LLC Chase Investment Services Corp Mostert, John Quest Capital Strategies, Inc. [read post]
11 Mar 2014, 3:39 pm
This is significant for mutual funds, which the Supreme Court noted do not generally employ any of their own employees and are "managed, instead, by independent investment advisors. [read post]
6 Nov 2018, 7:00 pm
Emblematic of these reforms was a revised foreign direct investment law, Ley 118 (2014). [read post]
1 Nov 2018, 8:22 pm
Investment in Cuba remains modest. [read post]
6 Nov 2012, 11:34 am
We have previously reported on this subject in earlier blogs but one of the leading retirement savings managers, Fidelity Investments, published its findings on this subject last month. [read post]
10 Oct 2009, 2:45 am
ERISA Fidelity Bond Information Hedge fund managers who manages hedge funds which exceed the 25% ERISA threshold will need to purchase a fidelity bond. [read post]
2 Dec 2016, 7:58 am
At the end of the nineties, he tried to invest in hotels and casinos in Cuba, only to change his mind later, alleging that such an investment would subsidize Cuban people’s oppression. [read post]
21 May 2020, 7:12 am
Vest Investment Services Johnson, Timothy Jr. [read post]
8 Jul 2015, 1:37 pm
Additionally, brokerage firms are required to ensure that all investment recommendations made are suitable in light of the client’s age, investment experience, investment objectives, net worth, and income. [read post]
Evergreen Pays Over $40 Million to Settle SEC Charges that it Overvalued Mortgage-Backed Investments
9 Jun 2009, 10:53 am
Reuters noted that Charles Schwab, Morgan Keegan and Fidelity Investments face numerous arbitrations and lawsuits related to the steep losses in their short term bond funds that held high-risk, illiquid mortgage-backed securities. [read post]
2 Jun 2009, 6:31 pm
Investment advisers certainly need more scrutiny. [read post]