Search for: "Financial Asset Management Systems, Inc." Results 201 - 220 of 803
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6 Jun 2023, 8:38 am by Kevin LaCroix
The cash data was much more understandable and gave a clearer picture of financial performance, a picture that was supported by money in the bank or other liquid assets. [read post]
17 Feb 2017, 8:39 am
  It does suggest that there are alternative methods in societal systems especially in the failure of public legaliz [read post]
12 Jun 2023, 2:08 pm by The White Law Group
   Based in El Segundo, California, Cetera Advisor Networks, LLC (CRD #13572), has a staff of 2,519 advisors and $50 billion in assets under management. [read post]
1 Oct 2014, 5:30 am by Kori Shafer-Stack
  Additionally, net assets (State Insurance Fund) exceeded $7.7 billion, and the funding ratio is significantly greater than the target guidelines established by the Board for financial stability in 2008. [read post]
19 Oct 2015, 4:43 pm by Kevin LaCroix
In the wake of the 9/11 terrorist attacks, Congress enacted or expanded a number of laws regarding the global financial system in order to combat money laundering and promote national security. [read post]
7 Oct 2016, 7:30 am by The Public Employment Law Press
School Districts and BOCESFrankfort-Schuyler Central School District – Financial Management (Herkimer County)District officials did not adopt budgets based on historical or known trends but instead overestimated expenditures by almost $2.7 million from 2011-12 through 2014-15. [read post]
29 Mar 2024, 6:00 am by Michelle
Ian Katz of Capital Alpha Partners says regulators are keeping a watchful eye on the expanding connections between banks and the alternative asset management sector. [read post]
5 May 2023, 4:00 am by Robert McKay
The deal, ironically, was announced within days of Thomson Reuters having sold, to an alternative asset management firm, a majority stake in one of its significant businesses aimed at legal markets. [read post]
27 May 2011, 8:00 am by Lucas A. Ferrara, Esq.
The order against Advanced Management Services NW LLC, also doing business as AMS Financial, Rapid Reduction Systems, and Client Services Group; Rapid Reduction System's LLC; Ryan David Bishop; and Michael L. [read post]
14 Nov 2014, 2:09 pm by David Garcia and Helen C. Eckert
Independence Tube Corp., 467 U.S. 752 (a parent and its wholly-owned subsidiary are incapable of conspiring under Section 1); Texaco Inc. v. [read post]
8 Nov 2019, 5:55 am
Katz and Laura McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, November 1, 2019 Tags: Boards of Directors, Diversity, Engagement, ESG, Institutional Investors, Long-Term value, Proxy season, Proxy voting, Retail investors, Shareholder proposals Stewardship: The 2020 Vision Posted by Saker Nusseibeh, Hermes Investment Management, on Friday, November 1, 2019 Tags: Asset… [read post]
21 Oct 2016, 1:00 am
Long, Gibson, Dunn & Crutcher LLP, on Wednesday, October 19, 2016 Tags: Banks, Broker-dealers, Commodities, Derivatives, Disclosure, Federal Reserve, Financial institutions, Financial regulation, Reporting regulation, Risk, Securities regulation, Systemic risk Navigating A New Management-Board Relationship Posted by Mark B. [read post]
15 Aug 2018, 9:37 am by Lawrence B. Ebert
Inthat case, certain claims recited non-abstract features of adigital asset management system that the specificationdescribed as unconventional improvements over conventionalsystems. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
19 Jul 2019, 5:57 am
House of Representatives, Committee on Financial Services, Subcommittee on Investor Protection, Entrepreneurship and Capital Markets Posted by James Andrus, California Public Employees’ Retirement System, on Monday, July 15, 2019 Tags: Boards of Directors, CalPERS, Citizens United v. [read post]
26 Sep 2017, 9:01 pm by Tamar Frankel
(Morningstar) and two subsidiaries of Prudential Financial Inc (Prudential). [read post]
22 Mar 2019, 6:27 am
Cabral (New York University), and José Corrêa Guedes (Catholic University of Portugal), on Thursday, March 21, 2019 Tags: Agency costs, Agency model, Banker bonuses, Banks, Behavioral finance, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Pay for performance, Systemic risk ESG Rating and Momentum Posted by Nimit Agarwal and Yannick Ouaknine,… [read post]