Search for: "Financial Commerce Corporation" Results 201 - 220 of 1,943
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17 Oct 2008, 8:37 am
Plaintiffs file securities class action against Medicis Pharmaceutical Corporation. [read post]
7 Jun 2009, 9:04 am
Corporate Community Asks SEC for One-Year Extension for Small Companies to Comply with Sarbanes-Oxley 404 Internal Control Auditor AttestationIn a letter to SEC Chair Mary Schapiro, the Chamber of Commerce Center for Capital Markets Competitiveness urged the Commission to grant an additional one year extension for non-accelerated filers to comply with the auditor attestation provisions of Section 404 (b) of the Sarbanes-Oxley Act. [read post]
25 Jun 2007, 7:29 am
Such a waiver unfairly and needlessly exposes innocent parties, such as the shareholders of a company, to serious financial harm for which they are not culpable. [read post]
2 Jul 2013, 12:39 pm by Gregory K. Bader
  As demonstrated by the SEC, of the eight corporate enforcement actions brought by the SEC in 2012 for FCPA violations, only four (i.e., Smith & Nephew, Biomet, Tyco and Eli Lilly) included FCPA anti-bribery charges. [read post]
29 Mar 2018, 9:30 pm by Sarah Madigan
Public Citizen sent a letter to William Hinman, Director of the Division of Corporation Finance of the U.S. [read post]
1 Feb 2024, 6:31 am
Evidence from a Randomized Field Experiment,” we examine how U.S. retail consumers use and respond to different types of financial and non-financial firm disclosure. [read post]
1 Feb 2024, 6:31 am
Evidence from a Randomized Field Experiment,” we examine how U.S. retail consumers use and respond to different types of financial and non-financial firm disclosure. [read post]
16 Dec 2009, 6:22 am
During the ITSFEA hearings, Chairman John Dingell of the House Committee on Energy and Commerce claimed that any definition of insider trading would provide criminals with a “roadmap for fraud. [read post]
1 Jul 2011, 9:16 am by Arieh M. Flemenbaum
CalendarName=USMidwest&Op=ShowIt&Amount=Month&NavType=Both&Type=Block&Date=2011%2F7%2F1 ___________________________________________________________ Griffith & Jacobson, LLC – We know business – Chicago’s Business Lawyers.Filed under: Banking/Financial, Biz IT, Blog, Business, Business best practices, business check-up, Business Law, Business loans, Business philosophy, business planning, Business Start-ups, Business succession - exit, Business… [read post]
1 Aug 2011, 9:13 am by Arieh M. Flemenbaum
CalendarName=USMidwest&Op=ShowIt&Amount=Month&NavType=Both&Type=Block&Date=2011%2F8%2F1 ___________________________________________________________ Griffith & Jacobson, LLC – We know business – Chicago’s Business Lawyers.Filed under: Banking/Financial, Biz IT, Blog, Business, Business best practices, business check-up, Business Law, Business loans, Business philosophy, business planning, Business Start-ups, Business succession - exit, Business… [read post]
1 Jul 2011, 9:16 am by Arieh M. Flemenbaum
CalendarName=USMidwest&Op=ShowIt&Amount=Month&NavType=Both&Type=Block&Date=2011%2F7%2F1 ___________________________________________________________ Griffith & Jacobson, LLC – We know business – Chicago’s Business Lawyers.Filed under: Banking/Financial, Biz IT, Blog, Business, Business best practices, business check-up, Business Law, Business loans, Business philosophy, business planning, Business Start-ups, Business succession - exit, Business… [read post]
1 Aug 2011, 9:13 am by Arieh M. Flemenbaum
CalendarName=USMidwest&Op=ShowIt&Amount=Month&NavType=Both&Type=Block&Date=2011%2F8%2F1 ___________________________________________________________ Griffith & Jacobson, LLC – We know business – Chicago’s Business Lawyers.Filed under: Banking/Financial, Biz IT, Blog, Business, Business best practices, business check-up, Business Law, Business loans, Business philosophy, business planning, Business Start-ups, Business succession - exit, Business… [read post]
5 Apr 2022, 11:44 am by Derrick George
The government will scrutinize your financial documents, bank accounts, investment records, business records, tax returns, and any other document reflecting financial transactions. [read post]
23 Aug 2016, 6:31 am by Joshua Davey
The comment period for the Consumer Financial Protection Bureau (CFPB)’s proposed arbitration rulemaking ended on Monday, and the Bureau received nearly 11,000 comments both strongly supporting and opposing the proposed rule. [read post]
28 Oct 2008, 3:34 pm
It is not a New York corporation (any business incorporated outside of New York is a foreign corporation). [read post]
3 Aug 2010, 6:48 am by randal shaheen
The Commission’s testimony coincided with Rite Aid Corporation’s agreement to settle with the FTC over charges that it failed to protect sensitive financial and medical information of its customers and employees. - Nancy Perkins and Tiana Russell [read post]
The proposed exclusion aims to promote operational efficiency, liquidity and enhanced financial management within corporate groups. [read post]