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18 Mar 2024, 10:00 pm by Sherica Celine
Financial Services Regulations Fundamentals Resource Kit and In-House Banking and Financial Services Resource Kit provide links to practice notes, checklists, articles, and guidance on key issues, laws, and regulations applicable to in-house lawyers and counsel advising on risk management for bank and non-bank financial institutions. [read post]
19 Apr 2016, 4:02 pm by Sabrina I. Pacifici
“Whether you’re a student, young adult, parent, older person, or military service member, managing finances is a key part of your life; and you know that if you do it well it’s a great skill that reaps many rewards. [read post]
1 Jun 2023, 7:05 am by Len Feltoon
The financial burden can sometimes seem impossible, from living expenses to healthcare and managing college debt. [read post]
25 Apr 2013, 4:00 am by Trusts EstatesProf
Jamie Patrick Hopkins (Assistant Professor of Taxation, The American College of Financial Services) recently published an article entitled, Afterlife In the Cloud: Managing a Digital Estate, 5 HASTINGS SCI. [read post]
The UK’s Financial Services Authority (FSA, 2006) ranks market abuse as one of the highest risks and suggests more intensive supervision of leveraged buyouts (LBOs). [read post]
18 Mar 2021, 12:25 pm by skelly
On March 16, 2021, the New York Department of Financial Services issued Circular Letter No. 5 “Diversity and Corporate Governance,” which notifies all insurers of the need for increased prioritization of diversity in C-Suite leadership and corporate governance more generally. [read post]
16 Nov 2020, 10:00 pm
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial Market Entry Office (FME Office upgraded from the current Financial Market Entry Consultation Desk, or FME Consultation Desk) in January 2021 to have better communications with foreign asset managers in English in connection with pre-consultation for business registration, business registration applications as… [read post]
16 Nov 2020, 10:00 pm
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial Market Entry Office (FME Office upgraded from the current Financial Market Entry Consultation Desk, or FME Consultation Desk) in January 2021 to have better communications with foreign asset managers in English in connection with pre-consultation for business registration, business registration applications as… [read post]
16 Nov 2020, 10:00 pm
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial Market Entry Office (FME Office upgraded from the current Financial Market Entry Consultation Desk, or FME Consultation Desk) in January 2021 to have better communications with foreign asset managers in English in connection with pre-consultation for business registration, business registration applications as… [read post]
16 Nov 2020, 10:00 pm
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial Market Entry Office (FME Office upgraded from the current Financial Market Entry Consultation Desk, or FME Consultation Desk) in January 2021 to have better communications with foreign asset managers in English in connection with pre-consultation for business registration, business registration applications as… [read post]
16 Nov 2020, 10:00 pm
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial Market Entry Office (FME Office upgraded from the current Financial Market Entry Consultation Desk, or FME Consultation Desk) in January 2021 to have better communications with foreign asset managers in English in connection with pre-consultation for business registration, business registration applications as… [read post]
16 Nov 2020, 10:00 pm
The Financial Services Agency of Japan (FSA) announced on November 6 that together with the local finance bureaus, it will establish a Financial Market Entry Office (FME Office upgraded from the current Financial Market Entry Consultation Desk, or FME Consultation Desk) in January 2021 to have better communications with foreign asset managers in English in connection with pre-consultation for business registration, business registration applications as… [read post]
10 Feb 2009, 7:17 am
Lloyd Blankfein, the chief executive of Goldman Sachs, offers his explanation of the things that went wrong in the financial services sector which resulted in contagion and the global financial crisis. [read post]
6 Dec 2011, 10:42 am by Amy Bray
ATC client eVestment Alliance (eVestment), a global provider of institutional investment data intelligence and analytic solutions, was represented by Brad Carr, Eadaoin Waller and Kathleen Hart in the acquisition of ASAP Advisor Services, providers of investment marketing services and database management solutions for institutional money managers, hedge fund managers and other financial advisors. [read post]
12 Jan 2023, 9:12 am by Simon Lovegrove (UK)
Introduction Under section 233 (1) of the Financial Services and Markets Act 2000 (FSMA), a limit must be set for the total management expenses that the FSCS can levy on financial services firms. [read post]
14 Apr 2015, 9:17 pm by Daily Record Staff
Larisa Gutowski has become a client relationship coordinator with Hunt Valley-based Summit Financial, a privately owned financial services firm that serves individuals and business owners. [read post]