Search for: "Frank Auditore"
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4 Feb 2018, 9:30 pm
Corporate controls, external auditors, and law enforcement were all less likely to find misconduct. [read post]
6 Sep 2012, 4:57 am
One of the major initiatives of the rewrite provides for the imposition of criminal liability on auditors of Hong Kong incorporated companies for "inaccurate auditor's report. [read post]
10 Jul 2015, 10:51 am
In particular, Section 404 of the Sarbanes-Oxley Act (as amended by the Dodd-Frank Act) requires, among other things, that: (i) company management assess and report on the effectiveness of the company’s internal control over its financial reporting, and (ii) the company’s independent auditors verify management’s disclosures. [read post]
11 Oct 2010, 2:29 am
For example, the Dodd-Frank Act watered down Sarbanes-Oxely by exempting small companies from internal control audits. [read post]
17 Dec 2023, 7:51 am
To be frank, I doubt seriously whether anyone involved in drafting the MMA had ever personally conducted or managed a royalty verification examination. [read post]
19 Jul 2015, 6:00 am
In particular, Section 404 of the Sarbanes-Oxley Act (as amended by the Dodd-Frank Act) requires, among other things, that: (i) company management assess and report on the effectiveness of the company’s internal control over its financial reporting, and (ii) the company’s independent auditors verify management’s disclosures. [read post]
9 Aug 2013, 4:37 am
As noted in this press release, the PCAOB will hold a meeting next Tuesday to propose amendments to the auditor's reporting model, including new responsibilities for "other information in an annual report." [read post]
15 Mar 2012, 4:02 am
Please take a moment to participate in this "Quick Survey on GRC Software" - and this "Quick Survey on Board Minutes & Auditors. [read post]
16 Jan 2008, 6:49 am
In Sewell’s scathing letter tendering his resignation from the Board of Directors, Sewell accuses CEO Frank Fradella of improperly renovating the homes of corporate management at HSOA’s expense, re-aging past due receivables to make them appear current, improper acceleration of revenue recognition, and covering it all up by giving the auditors fake documents. [read post]
25 Feb 2010, 7:04 am
The Commission previously charged Madoff and BMIS, DiPascali, and auditors David G. [read post]
25 Feb 2010, 7:04 am
The Commission previously charged Madoff and BMIS, DiPascali, and auditors David G. [read post]
5 Apr 2012, 4:58 pm
In addition, the new law exempts these firms from the auditor attestation requirements of the Sarbanes-Oxley Act. [read post]
7 May 2007, 9:37 am
New Jersey Senator Frank Lautenberg wants to close what he calls the "Terror Gap," in a bill (.pdf) that allows the Attorney General to prohibit the sale. [read post]
18 Apr 2024, 3:00 am
Campaign Finance National: “Ex-Congressman Asks 11th Circuit to Toss Six-Figure Campaign Finance Penalty” by Kayla Gogging for Courthouse News Service Hawaii: “Inside the Late-Night Parties Where Hawaii Politicians Raked in Money” by Eric Sagara and Irene Casado Sanchez (Big Local News), and Blaze Lovell for Honolulu Civil Beat Michigan: “Nessel Accuses Ex-Speaker Chatfield of Stealing Political Funds in Criminal Charges” by Craig… [read post]
24 Apr 2020, 4:42 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, April 24, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 17–23, 2020 Inspection of PCAOB-Registered Chinese Auditor Posted by Jeffrey P. [read post]
29 Nov 2017, 5:00 am
The language of subsection (iii) illuminates Congress’s intent to protect certain professionals, namely auditors and attorneys, who are required to report violations internally before they can do so externally. [read post]
21 Apr 2017, 6:25 am
Dallas, University of San Diego, on Wednesday, April 19, 2017 Tags: Behavioral finance, Boards of Directors, Compensation disclosure, Compensation ratios, Corporate culture, Dodd-Frank Act, Dodd-Frank s.953, Executive Compensation, Management, Managerial style, Say on pay, SEC, Securities regulation, Shareholder value Do Staggered Boards Affect Firm Value? [read post]
3 Dec 2010, 5:00 am
Now, the WSJ reports, the SEC has been forced to shelve its plan to open a new whistleblower office as mandated by Dodd-Frank. [read post]
21 Apr 2017, 6:25 am
Dallas, University of San Diego, on Wednesday, April 19, 2017 Tags: Behavioral finance, Boards of Directors, Compensation disclosure, Compensation ratios, Corporate culture, Dodd-Frank Act, Dodd-Frank s.953, Executive Compensation, Management, Managerial style, Say on pay, SEC, Securities regulation, Shareholder value Do Staggered Boards Affect Firm Value? [read post]
12 Aug 2012, 12:26 pm
In response, Congress passed the Dodd-Frank Act, which changed vast swathes of financial regulation. [read post]
