Search for: "Governance Risk Management Compliance, LLC"
Results 201 - 220
of 655
Sorted by Relevance
|
Sort by Date
4 Nov 2021, 7:58 am
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
16 Nov 2021, 6:08 am
Madsen.Despite these actions, there are still significant risks associated with reverse mergers, said the SEC. [read post]
28 Mar 2023, 4:04 am
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
6 Mar 2008, 2:45 am
eMag Solutions delivers comprehensive electronic discovery and data management services, specializing in accessing data from a variety of archived sources through worldwide data centers, providing law firms, corporations, and government clients with proactive and reactive solutions for litigation, regulatory, and compliance matters that dramatically reduce cost, improve accuracy, and accelerate turnaround. [read post]
26 Mar 2016, 9:05 am
”A spokeswoman for Oppenheimer says that the company has directed far more investment to compliance and risk management in its private client division. [read post]
17 Apr 2017, 1:35 pm
Carbajal-Evangelista most recently served as the Special Counsel for Ethics, Risk and Compliance to the Commissioner for the New York State Department of Labor. [read post]
10 Jun 2021, 9:37 am
Direct selling companies and businesses using door-to-door salespersons can minimize IC misclassification risk by enhancing compliance with IC laws. [read post]
4 Dec 2018, 6:30 am
Some claims and risk managers put together a program, let it run and hope for the best. [read post]
9 Feb 2018, 5:06 am
Niles, Wachtell, Lipton, Rosen & Katz, on Monday, February 5, 2018 Tags: Banks, Board monitoring, Boards of Directors, Compliance & ethics, Federal Reserve, Financial institutions, Financial regulation, Management, Misconduct, Oversight, Risk, Risk management, Wells Fargo Dinner Table Human Capital and Entrepreneurship Posted by Hans K. [read post]
5 Mar 2007, 8:06 am
Announcement of a major new release of the AXS-One Compliance Platform, featuring advanced functionality for risk management and cost containment. [read post]
16 Apr 2024, 1:47 pm
Risk Sharing: By partnering with a foreign entity, each participant can share the financial and operational risks associated with the joint venture. [read post]
14 Dec 2023, 12:42 pm
The measures included retaining an advisory firm to evaluate its third-party compliance program and overhauling that and its risk management program, implementing enhanced risk-based due diligence, screening, ongoing monitoring, and oversight procedures, and starting FCPA training for third-party agents. [read post]
10 Oct 2022, 5:11 am
Comment period closed on April 26, 2022.Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure (Release Nos. 33-11038, 34-94382, IC-34529; File No. [read post]
20 May 2011, 10:43 am
About Solutions Law Press Solutions Law Press™ provides business risk management, legal compliance, management effectiveness and other resources, training and education on human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
8 Sep 2021, 5:03 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
25 Mar 2016, 6:00 am
Davy, Sullivan & Cromwell LLP, on Sunday, March 20, 2016 Tags: Banks, Bitcoin, BSA/AML, Compliance & ethics, Corporate crime, Cybersecurity, Director liability, DOJ, Financial institutions, Financial Regulation, Foreign banks, Misconduct, Risk management, Treasury Department Single-Counterparty Credit Limits Rule Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Monday, March 21, 2016 Tags: Banks, Basel Committee, Capital requirements, Credit exposure, Credit… [read post]
12 Sep 2023, 12:29 pm
Remediation Verizon took prompt steps to remediate the issues, including by implementing compensatory security controls for its MTIPS solution; implementing a compliance program to avoid a reoccurrence of similar issues and conduct; making substantial capital investments in its governance, risk, and compliance platforms; reviewing and updating its MTIPS system security plan and related internal documentation; establishing a Compliance Center of… [read post]
22 Feb 2020, 3:00 am
Regards, Bart Mallon & Michael Fitzsimmons Aspect Advisors LLC Aspect Advisors LLC is a modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
28 Apr 2018, 11:32 pm
Erin and I just returned from Georgetown Law School’s Nonprofit Governance and Representing and Managing Tax-Exempt Organizations conferences. [read post]
17 Dec 2014, 1:09 pm
Governance Risk Management Compliance B. [read post]
