Search for: "James A Merrill "
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16 May 2019, 8:31 am
Health Insurance Innovations raised more than $65 million with its public offering, which used underwriters Citigroup Global Markets, Credit Suisse Securities USA, BofA Merrill Lynch, and Raymond James Financial. [read post]
4 Jun 2012, 9:56 am
The case is being prosecuted by Assistant United States Attorneys Mike Lang and James Oesterle. [read post]
20 Sep 2017, 6:25 am
From September 2016 through February 2017, Ryman was been associated with Raymond James & Associates, Inc. [read post]
2 Jul 2015, 10:35 am
By: Merril Hirsh, James M. [read post]
23 Apr 2014, 9:51 am
TelexFree was founded by Carlos Wanzeler, a Brazilian who immigrated to Worcester, Massachusetts, and James Merrill, a commercial cleaner from Ashland, Massachusetts, who attended Westfield State University for a brief period. [read post]
31 Oct 2012, 9:30 pm
image creditThe annual meeting of the Social Science History Association takes place this week, and the program (available for download here) includes some exciting legal history offerings:Debt, Credit, and the Constitution of Capitalism Chair: Malick Ghachem, University of Maine (Law) The Monetization of Everything: The Nature and Timing of the Transition to Capitalism in the United States -- Michael Merrill, Empire State College, SUNY (Labor Studies) Making Money: The Invention of an… [read post]
15 Apr 2019, 2:35 pm
,” said Carole James, Minister of Finance. [read post]
16 Jul 2011, 8:52 pm
Related Web Resources: Wedbush ordered to pay $3.5M for ‘morally reprehensible failure', Investment News, July 11, 2011 FINRA Orders Wedbush to pay trader $3.5 million, OnWallStreet, July 1, 2011 More Blog Posts: FINRA Panel Orders Merrill Lynch Professional Clearing Corporation to Pay $64M Over Losses Sustained by Rosen Capital Institutional LP and Rosen Capital Partners LP, Institutional Investors Securities Blog, July 14, 2011 Raymond James Must Pay $925,000 Over… [read post]
29 Jul 2020, 12:20 pm
Grizelle Perez USC Securities LLC Sanders Morris Harris LLC John Wyshak Raymond James & Associates, Inc. [read post]
10 Dec 2014, 5:26 am
By: Merril Hirsh, James M. [read post]
27 Dec 2011, 8:09 pm
BNY Unit Settles Auction-Rate Case, Wall Street Journal, December 23, 2011 Bank of New York Mellon Settles Auction-Rate Investigation, Bloomberg/Businessweek, December 23, 2011 BNY Mellon to pay $1.3M in Schneiderman suit, Crain's New York Business, December 22, 2011 More Blog Posts: Securities Claims Accusing Merrill Lynch of Concealing Its Auction-Rate Securities Practices Are Dismissed by Appeals Court, Stockbroker Fraud Blog, November 30, 2011 Raymond James Settles… [read post]
12 Aug 2015, 9:08 am
– $500,000 Raymond James & Associates, Inc. [read post]
4 Jun 2012, 9:56 am
The case is being prosecuted by Assistant United States Attorneys Mike Lang and James Oesterle. [read post]
20 Nov 2014, 2:38 pm
Part Two: Improving the Process, Not Just the Rules By: Merril Hirsh, James M. [read post]
23 Dec 2014, 9:31 am
By: Merril Hirsh, James M. [read post]
3 Sep 2020, 8:21 am
Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Scott McVicker Market Wise Securities, inc. [read post]
10 Jan 2019, 8:47 am
According to Levine’s BrokerCheck record, he previously worked with Prudential Securities, Merrill Lynch, and UBS (UBS). [read post]
1 Jun 2011, 5:00 am
Each director, with the exception of James I. [read post]
15 May 2017, 7:35 am
Some selections from the Library of Congress collection include: The documentary history of the ratification of the constitution, edited by Merrill Jensen. [read post]
28 May 2021, 6:56 am
Michael Swenson Merrill Lynch, Pierce, Fenner & Smith Incorporated Piper Jaffray & Co. [read post]
