Search for: "K&K Trading Corporation" Results 201 - 220 of 1,864
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30 Sep 2009, 12:03 pm
NYSE Proposes Significant Changes to Its Corporate Governance Listing StandardsIn a filing with the SEC, the NYSE has proposed significant changes to its corporate governance listing standards, in part to conform the standards to the requirements of Item 407 of Regulation S-K, which consolidates director independence and related corporate governance disclosure requirements under a single item. [read post]
11 Mar 2013, 3:07 pm by admin
Corporations are increasingly seeking nontraditional trademark protection instead of or in addition to traditional patents and/or copyrights. [read post]
24 Nov 2015, 3:18 am by Broc Romanek
One challenge we face is how to keep our reminders about the perils of illegal insider trading fresh. [read post]
14 Sep 2010, 9:11 am
FTC Requires Dun & Bradstreet to Divest Previously Acquired Marketing Data FirmThis posting was written by Jeffrey May, Editor of CCH Trade Regulation Reporter.To settle an FTC challenge to a 2009 acquisition, the Dun & Bradstreet Corporation has agreed to divestitures aimed at addressing the potential competitive harm caused by the transaction. [read post]
28 Sep 2010, 6:26 am by William Carleton
In a memo published after the Citizens United decision that you can imagine being read on the Colbert Report, the K&L Gates law firm talked about how "groups of corporations within an industry may form coalitions or use existing trade associations to support candidates favorable to policy positions that affect the group as a whole. [read post]
23 Sep 2022, 2:00 pm by Geoff Schweller
It also contains accounting provisions requiring publicly traded corporations to make and keep books and records that accurately reflect the transactions of the corporation. [read post]
11 Oct 2013, 8:13 am
"This order should send a clear message to publicly traded companies that silencing those who try to do the right thing is unacceptable," said Assistant Secretary of Labor for Occupational Safety and Health Dr. [read post]
7 May 2010, 11:26 am
The complaint, In the Matter of The Dun & Bradstreet Corporation, FTC Docket No. 9342, will appear at CCH Trade Regulation Reporter ¶16,445. [read post]
8 Sep 2017, 6:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, September 8, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 1–7, 2017. [read post]
19 Sep 2019, 10:13 am by Renae Lloyd
The Company’s board of directors approved the change of the corporate name of the Company to CIM Real Estate Finance Trust, Inc., on August 14, 2019. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Disclosure, Environmental disclosure, ESG, Form 10-K, Materiality, SEC, Securities regulation, Sustainability Statement by Commissioner Lee on “Modernizing” Regulation S-K: Ignoring the Elephant in the Room Posted by Allison Herren Lee, U.S. [read post]
9 Mar 2023, 2:16 pm by Silver Law Group
His previous employers include Newbridge Securities Corporation (CRD#:104065) and National Securities Corporation (CRD#:7569) of Morristown, NJ, and Joseph Gunnar & Co. [read post]
21 Feb 2023, 3:40 am by David Lynn
In any event, not using Rule 10b5-1 is always an option, so long as the insider engages in transactions while not aware of material nonpublic information and abides by all of the procedures specified in the company’s insider trading policy (e.g., pre-clearance and trading restrictions). [read post]
All publicly traded nonbank financial companies that are supervised by the Board of Governors of the Federal Reserve System must have a risk committee, and all publicly traded bank holding companies with assets over $10 billion would be required to have a risk committee. [read post]
29 May 2014, 10:01 am by James Hamilton
The SEC proposed the pay ratio rules in September of 2013 in changes to Regulation S-K, Item 402.In a letterto the SEC, Senator Menendez, the author of Section 953(b), said that the new report analyzed recent filings from publicly-traded corporations and found large disparities between CEO and average worker pay. [read post]
11 Sep 2008, 3:04 pm
The corporate and securities law professors joining this brief as amici, listed alphabetically, are: Robert Ashford Professor of Law Syracuse University College of Law Ian Ayres William K. [read post]