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14 Sep 2021, 6:05 am
In April 2020, a customer complained that Meadows violated the securities laws by alleging that Meadows recommended unsuitable investments and failed to repay a loan. [read post]
31 May 2016, 5:38 am
However, according to Tolmacs’ public records his outside business activities includes Harbinger Financial Group, Inc – listed as an insurance agency, and Harbinger Asset Management, Inc which is listed as a registered investment advisory firm. [read post]
Did You Invest In PAR Funding Through Retirement Evolution Group, LLC Or Its principal, John Gissas?
5 Aug 2020, 3:23 pm
The Complaint further alleges that the couple’s scheme was to make “. . .opportunistic loans – some of which charge more than 400% interest – to small businesses across America. [read post]
4 Jan 2016, 3:42 am
January 12, 2016 - 11 AM: In re Brookwood Funding, LLC, Serial No. 86162901 [Section 2(d) refusal of the mark BROOKWOOD LOANS for "Consumer lending services in the form of online, lump-sum, unsecured loans of $5,000 or less to individual consumers, specifically excluding investment banking services and other services to corporate clients" [LOANS disclaimed], in view of the registered mark BROOKWOOD ASSOCIATES for "Investment… [read post]
8 Mar 2011, 1:08 am
The companies owe over $475 million to secured creditors pursuant to a November 2006 loan agreement with Column Financial, Inc. [read post]
22 Sep 2016, 7:04 am
The investment fraud lawyers of Gana LLP are investigating the employment termination filed with The Financial Industry Regulatory Authority (FINRA) by Woodbury Financial Services, Inc. [read post]
22 Sep 2016, 7:04 am
The investment fraud lawyers of Gana LLP are investigating the employment termination filed with The Financial Industry Regulatory Authority (FINRA) by Woodbury Financial Services, Inc. [read post]
23 Apr 2009, 7:17 am
In addition, the Complaint alleges that in late 2007, Oppenheimer advised Ashland to shift its investments away from tax-exempt municipal auction-rate securities in favor of Student Loan Auction-Rate Securities. [read post]
28 Apr 2012, 8:50 pm
In the institutional investment fraud lawsuit, Morgan Stanley had vouched that the properties behind the loans were “accurately appraised” and that the loans met underwriting guidelines. [read post]
5 Aug 2020, 8:47 am
The SEC detailed at least one sales pitch for Par Funding, made by Furman to investors, back in November 2017: “Furman told the potential investors that Par Funding made loans to small businesses and charged 36% interest on the loans. [read post]
19 Jul 2010, 1:30 pm
Inc., Triad Advisors and Investacorp Inc. [read post]
18 Nov 2015, 5:53 am
The customer complaints against Giannone allege securities law violations that claim churning and excessive trading, unsuitable investments, unauthorized trading, fraud, misrepresentations, and inappropriate loans among other claims. [read post]
17 Dec 2019, 1:27 pm
The SEC’s complaint alleges that, after acquiring an ownership interest in the unnamed BDC’s external investment adviser, Singal allegedly directed the BDC to make two $1.5 million loans to an entity that he controlled, and then allegedly kept nearly half of the loan proceeds to himself. [read post]
15 Oct 2008, 12:15 pm
This uses the term “investor” in the widest sense, meaning everything from a bank loan, to a VC investment, to the sale of the business to Google that allows the owner to retire early in luxury. [read post]
16 Sep 2016, 8:07 am
According to their website, MVP REIT II is a $500 million hybrid REIT offering which invests in commercial real estate and loans secured by real estate, primarily focusing on parking facilities, including lots, garages and other structures located throughout the United States and Canada. [read post]
20 Dec 2016, 7:44 am
Have you suffered investment losses in Dakota Plains Holdings, Inc? [read post]
27 May 2017, 7:48 am
The providing of loans or selling of notes and other investments outside of a brokerage firm constitutes impermissible private securities transactions – a practice known in the industry as “selling away”. [read post]
28 Aug 2022, 8:09 am
Reed solicited individuals, including at least two firm customers, to invest in securities issued by a software and web development company believed to be Pebblekick, Inc. [read post]
7 Jul 2010, 11:07 am
In April 2008, PaulFinancial assigned to Aurora Loan Services the right to service the loan. [read post]
5 Aug 2020, 2:32 pm
If you or someone you know invested with Dean J. [read post]
