Search for: "Luis Aguilar"
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14 Nov 2007, 12:00 pm
Reid (D-Nev) has forwarded the names of Luis A. [read post]
5 Oct 2011, 1:45 pm
It's been more than 14 months since the signing of the Dodd-Frank Act, which directed the Securities and Exchange Commission to establish a new Investor Advisory Committee.So far, the SEC has not publicly announced a timetable for creating this panel, and Commissioner Luis Aguilar and some investors are asking why. [read post]
19 May 2011, 4:28 am
Aguilar and Gallagher will need Senate confirmation. [read post]
24 Nov 2014, 3:53 pm
Commissioner Luis Aguilar agreed that the lack of an active trading market for securities of small businesses is a major hurdle to capital formation. [read post]
14 Nov 2013, 10:50 pm
All (Argentina) Adjunct Vice President of Communications and Publications: Luis Ernesto Rodríguez Carrera (Venezuela) Vice President of Finance: Laura Capalbo (Uruguay) Adjunct Vice President of Finance: Guillermo Argerich (Argentina) Secretary General: Nuria González Martín (México) Adjunct Secretary General: Juan José Obando (Costa Rica) Vocals: Virginia Aguilar (México) Carolina D. [read post]
1 Jun 2017, 7:31 am
Past Commissioner Luis Aguilar noted that some companies have done the bare minimum by providing only abstract information regarding diversity efforts, and former SEC Chair Mary Jo White directed the agency’s staff to review the rule and consider potential enhancements prior to her resignation.Business leaders have also acknowledged the benefits (and minimal burdens) associated with more comprehensive diversity disclosures, according to the letter. [read post]
24 Feb 2010, 6:39 pm
Commissioner Aguilar's comments at the Open Meeting can be found here. [read post]
11 Apr 2012, 4:15 pm
In an unusual display of dissent, Commissioner Luis Aguilar criticized the staff study for failing to make such a recommendation. [read post]
24 May 2012, 12:33 pm
DE C.V., Calle San Uriel 690, Interior 10, Piso 4, Colonia Chapalita, Guadalajara, Jalisco, Mexico [SDNT] LARES RANGEL, Jose Luis, c/o GRUPO C.L.P. [read post]
8 Jun 2009, 1:00 pm
But I did manage to keep notes during the sessions I attended: Luis Aguilar Keynote at Compliance Week Conference Vetting Business Partners with Alexandra Wrage of Trace International to talk about how leading companies have approached this challenge in a global company. [read post]
24 May 2010, 6:22 am
SEC Commissioner Luis A. [read post]
12 Feb 2010, 10:17 am
Thatand#39;s according to Luis Aguilar, a commissioner with the Securities and Exchange Commission, who said the regulator is currently hamstrung by its existing policy, which does not sufficiently emphasize deterrence and punishment. [read post]
29 Sep 2011, 10:29 am
In a speech to the Council of Institutional Investors on April 4, 2011, SEC Commissioner Luis Aguilar, on the subject of capital formation, expressed his “concern that the U.S. capital markets are being exploited by certain foreign companies, not only harming U.S. investors, but also negatively effecting the environment for capital formation. [read post]
4 Apr 2011, 7:47 pm
SEC Commissioner, Luis Aguilar announced that since January 2007, 600 of such "backdoor registrations" occurred and most notably, more than 150 of these occurred in and around China. [read post]
30 Apr 2013, 11:25 am
First, a few weeks ago, SEC Commissioner Luis Aguilar, in opening remarks to the North American Securities Administrators Association’s Annual NASAA/SEC 19(d) Conference, in the section entitled “Pre-Dispute Mandatory Arbitration Weakens Investor Protection,” reiterated his long-standing opposition to mandatory arbitration, but added a level of focus and detail to his arguments I had not seen previously. [read post]
24 Mar 2009, 5:20 am
SEC Commissioners Speak Out on Enforcement Policy Last week, in this speech, Commissioner Luis Aguilar predicted the SEC will impose more fines on companies going forward - and expressed a desire to rescind the SEC's policy statement that guides the Enforcement Division on how to determine financial penalties because he believes it doesn â [read post]
22 Jan 2008, 3:12 am
On Saturday, drug-smuggling suspects from Mexico killed an American border patrol agent, Luis Aguilar, 32, when he tried to stop their cars west of Yuma, Az. [read post]
8 May 2012, 9:42 am
Schapiro also does not have support from a majority of the SEC’s board, with Luis Aguilar, a swing vote on the proposal, said to be undecided. [read post]
15 May 2015, 5:00 am
SEC’s Daniel Gallagher resigning as commissioner in Investment News The White House will now need to replace him as well as Luis Aguilar, the Democratic commissioner whose term expires next month. [read post]
1 Aug 2008, 12:43 pm
The approved listing standards are slightly different from what was originally proposed including: - reduced amount of gross proceeds that must be deposited from 100% to 90% - clarified period in which SPAC must complete one or more business combinations - required all listed SPACs contain provisions allowing shareholders to convert shares into cash if they vote against a business combination Another SEC Commissioner Sworn In Yesterday, Luis Aguilar was sworn in as a… [read post]
