Search for: "MARY SCHAPIRO"
Results 201 - 220
of 901
Sort by Relevance
|
Sort by Date
25 Apr 2012, 12:35 pm
.'s chairwoman, Mary L. [read post]
23 Apr 2012, 11:50 am
Wadhwa faced, as well as detailing how things have changed in recent years (particularly with the appointments of Mary Schapiro and Robert Khuzami). [read post]
23 Apr 2012, 5:01 am
" The Committee received testimony from the Chairman of the SEC, Mary Schapiro. [read post]
22 Apr 2012, 10:45 am
SEC Chair Mary Schapiro is the only scheduled witness. [read post]
20 Apr 2012, 6:36 am
The piece is actually pretty complimentary about the recent work of Mary Schapiro’s SEC. [read post]
20 Apr 2012, 5:00 am
SEC Promises Better Rulemaking Efforts in Compliance Week Speaking at a hearing of the House Government Oversight Committee (which the committee had tartly titled, “SEC’s Aversion to Cost-Benefit Analysis”), SEC Chairman Mary Schapiro admitted that her office has heard an earful of criticism lately, including a stinging federal appeals court decision in 2011 that invalidated a rule for shareholder access to the proxy statement that specific cited poor cost-benefit… [read post]
20 Apr 2012, 2:00 am
On April 17th, SEC Chairman Mary Schapiro told Congress that the SEC has begun involving its staff economists earlier in the rule writing process. [read post]
19 Apr 2012, 12:04 pm
SEC Chair Mary Schapiro told a House oversight panel of the strengthened role of economists in SEC rulemakings. [read post]
18 Apr 2012, 2:05 pm
On Tuesday, April 17, 2012, Mary Schapiro, the Chairman of the SEC, appeared before the House Subcommittee on TARP, Financial Services and Bailouts to testify about the steps the SEC has taken and is taking to strengthen our economic analyses in the rulemaking process. [read post]
18 Apr 2012, 1:52 pm
Said Chairman Mary L. [read post]
18 Apr 2012, 1:28 pm
SEC Chair Mary Schapiro described recent SEC efforts to improve its economic analysis in rulemaking, In her testimony before a House congressional committee on April 17. [read post]
17 Apr 2012, 5:59 pm
Testimony Concerning Economic Analysis in SEC Rulemaking by SEC Chairman Mary L. [read post]
17 Apr 2012, 12:30 pm
” SEC Chairman Mary Schapiro outlined the agency’s new guidance for considering cost-benefit analysis, touting “the strengthened role of economists in rulemakings. [read post]
16 Apr 2012, 12:57 pm
Gallagher, SEC.gov, April 13, 2012 Dodd-Frank, SEC.gov (PDF) More Blog Posts: FINRA May Put Forward Another Proposal About Possible SEC Rule Regarding Fiduciary Duty, Institutional Investor Securities Blog, November 28, 2011 Don’t Create Uniform Fiduciary Standard for Broker-Dealers and Investment Advisers, Say Some Republicans to the SEC, Institutional Investor Securities Blog, October 7, 2011 SEC Chairman Mary Schapiro Stands By Agency’s 2011 Enforcement Record,… [read post]
11 Apr 2012, 6:27 am
SEC Chairwoman Mary Schapiro has stated that 18 months is a more likely target for the SEC to promulgate regulations (which is where the action will be). [read post]
10 Apr 2012, 6:34 am
"The SEC’s new Investor Advisory Committee is made up of individuals with a broad range of backgrounds and experiences," SEC Chairman Mary Schapiro said in a press release. [read post]
5 Apr 2012, 6:26 pm
Despite opposition from SEC Chairman Mary Schapiro and many organizations, the Senate bypassed its normal committee process and passed the JOBS Act, with a substantially revised section on crowdfunding, on March 22, 2012. [read post]
5 Apr 2012, 6:38 am
At the recent “SEC Speaks” conference in Washington, DC this year, Chairman Mary Schapiro and senior Enforcement officials vowed to increase investor protection through use of the SEC’s expanded authority under the Dodd-Frank Act and initiatives designed to help the SEC enforcement staff proactively detect and prevent securities law violations. [read post]
2 Apr 2012, 11:02 am
SEC Chairwoman Mary Schapiro has stated that 18 months is a more likely target for the SEC to adopt ”regulations of this magnitude. [read post]
26 Mar 2012, 3:12 pm
Legislators in both parties and the President have adopted the JOBS Act as an election-year demonstration of their commitment to small businesses and entrepreneurialism, and they have paid little heed to strongly-worded opposition from SEC Chairman Mary Schapiro, state regulators and organizations ranging from the Council for Institutional Investors to the AARP. [read post]
