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19 Oct 2016, 7:12 am
Meanwhile, after a number of missed deadlines, the Nasdaq stock market has delisted UDF IV shares. [read post]
16 Sep 2009, 4:00 am
In short, the model used by the NYSE and Nasdaq where they have the exclusive authority to decide listing issues (but see Rule 10A-3 and possible Commission authority to delist if the exchanges do not enforce their audit committee rules) is not necessarily the only model employed by stock exchanges globally. [read post]
21 Jul 2011, 10:06 am
Higher exchanges such as Nasdaq and NYSE AMEX require DTC eligibility, lower platforms such as the OTC Bulletin Board and those run by OTC Markets do not. [read post]
21 Jul 2011, 10:06 am
Higher exchanges such as Nasdaq and NYSE AMEX require DTC eligibility, lower platforms such as the OTC Bulletin Board and those run by OTC Markets do not. [read post]
5 Feb 2007, 9:11 pm
From a report in London's Evening Standard Dec. 12 on the controversy over NASDAQ's interest in buying the London Stock Exchange:Critics such as Mayor Ken Livingstone warn that the takeover could have very serious implications for London's position as the... [read post]
28 Aug 2011, 1:23 pm
As you know we previously reported that the Nasdaq has proposed requiring reverse merged companies to trade on the over-the-counter markets and meet other criteria for six months before being able to list on Nasdaq. [read post]
22 Nov 2007, 12:30 am
"I still hear a lot of complaint and blame, mixed in with a good deal of praise for the law," said Oxley, the Ohio Republican, now a non-executive vice chairman of Nasdaq Stock Market Inc. and a counsel with law firm Baker Hostetler.The Securities and Exchange Commission is currently looking to placate critics of the law, known simply as SOX, with a set of new ideas on how to adapt to it. [read post]
22 Jan 2008, 7:08 am
It was just announced at 945am on CNBC that the NASDAQ market is down 22% from its October high, with the Dow off 17%, the S&P off 18%. [read post]
22 Jan 2008, 6:43 am
Hold onto your 401ks today gang it’s going to be a wild ride for the U.S. stock markets. [read post]
1 Oct 2011, 10:09 am
Stocks closed out the market's biggest quarterly drop since the financial crisis in 2008, a 12% decline in the Dow AND the S&P just for Q3 2011 (the NASDAQ declined by over 14%). [read post]
13 Nov 2007, 3:38 am
Sweden’s financial regulator has given Gulf-based Borse Dubai approval to own OMX, the Nordic stock market operator, bringing Nasdaq’s joint $4.9 billion bid to acquire OMX with Borse Dubai a significant step closer. [read post]
18 Dec 2008, 2:59 am
[JURIST] US Attorney General Michael Mukasey [official profile; JURIST news archive] recused himself from the investigation of former NASDAQ stock market chairman Bernard Madoff [JURIST news archive] because his son is representing a top official in Madoff's investment firm, US Department of Justice (DOJ) [official website] officials said Wednesday. [read post]
28 Nov 2017, 3:24 pm
Pop, oh you stock market, pop. [read post]
11 Dec 2023, 5:39 pm
About half of Americans have invested in the stock market.[1] There are hundreds of stock markets worldwide where shares of public companies are bought and sold. [read post]
21 Oct 2010, 6:46 am
The CRSP 1-10 Index is a market capitalization weighted index of all stocks listed on the NYSE, Amex, NASDAQ, and NYSE Arca exchanges. [read post]
10 Mar 2020, 6:22 am
And the Nasdaq dropped 7.3 percent. [read post]
2 Nov 2007, 11:26 am
The exemption was an informal agreement that preempted state regulators from regulating any company regulated by the SEC and was listed on the New York Stock Exchange, Amex, or NASDAQ Stock Market. [read post]
15 Jul 2007, 10:48 pm
The investors want to protect themselves against the preferred stock converting in an IPO on a minor stock market raising very little money because there will likely not be a liquid market for the stock. [read post]
7 Sep 2011, 4:58 am
As we know the governance and other obligations on the OTC markets are substantially less than on Nasdaq. [read post]
24 Apr 2010, 12:11 pm
In a sign that indicates positive news for those looking to the stock market in the wake of the Chinese drywall problem, Travelers Insurance has shown limited exposure to the faulty import market. [read post]
