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16 Nov 2020, 4:00 am
Addressing the procedural issue of proper notarization of Zvi’s affidavit, the Court ruled that is was “duly sworn” and executed before a New Jersey attorney, who is “authorized to administer such oath,” and therefore, admissible under New York law. [read post]
4 Aug 2015, 2:29 am
The initial statute was based on an earlier law sponsored by the New York Stock Exchange and the Association of Stock Exchange Firms. [read post]
10 Dec 2021, 12:05 pm
Call New York Securities Lawyers at 212-509-6544.Visit The Securities Law Home Page - news and tips from securities regulators and top securities attorneys [read post]
27 Oct 2016, 6:25 am
Often, executives and owners of successful New York businesses may wish to capitalize on that success by making shares of the business’s stock available to the public. [read post]
8 Jul 2015, 4:58 pm
Earlier Wednesday, the New York Stock Exchange suddenly halted all trading, citing unexplained technical problems, while United Airlines grounded all flights, and The Wall Street Journal website returned a 504 error indicating there was something seriously wrong with the news organization's servers. [read post]
30 Jul 2013, 8:50 am
DiNapoli Wednesday commended NYSE Euronext, the parent company of the New York Stock Exchange (NYSE), for joining the United Nations Sustainable Stock Exchanges Initiative. [read post]
19 Feb 2009, 4:37 am
Ketchum is currently the chief executive of NYSE Regulation Inc., which regulates the New York Stock Exchange. [read post]
18 Dec 2006, 7:44 am
As Financial News reports, the new managing directors include Jeremy Capstick, part of Morgan Stanley's investment banking team that advised Euronext on its pending merger with the New York Stock Exchange, and Seth Weintrob, a financial sponsors banker in the [...] [read post]
23 Jul 2010, 2:18 pm
., a Virginia-based owner and manager of assisted living facilities whose stock is listed on the New York Stock Exchange, and former Sunrise officers, Larry E. [read post]
9 Jul 2007, 8:13 am
That was the big question Monday after LaBranche, one of the largest and oldest specialists on the New York Stock Exchange, said it hired advisers to hold a “review of [...] [read post]
19 Jan 2010, 7:29 am
Last Thursday, it was reported that Barclays Bank had purchased LaBranche & Company's New York Stock Exchange specialist business. [read post]
23 Oct 2015, 7:50 am
Shares of Millennial will no longer be traded on the New York Stock Exchange, and the company will now be ... [read post]
30 Jun 2009, 7:52 pm
He quoted the New York Times article:"In 2004, Mr. [read post]
27 Jul 2015, 6:59 am
Calamari, Director of the SEC’s New York Regional Office, said, “This case demonstrates the Commission’s resolve to relentlessly pursue the villains behind these microcap fraud schemes wherever in the world they may be hiding. [read post]
13 Mar 2015, 3:16 am
New York’s “Blue Sky Law,” The Martin Act, prohibits “[a]ny fraud, deception, concealment, suppression, false pretense or fictitious or pretended purchase or sale” in “the issuance, distribution, exchange, sale, negotiation or purchase … of any securities or commodities. [read post]
23 Mar 2012, 4:15 am
Let’s see, I saw this in the news today: Online discount retailer Vipshop.com is expected to list on the New York Stock Exchange later today as the first Chinese company to go public in the US since last August. [ . . . ] Founded in 2008, the company sells branded clothes, cosmetics, handbags and leather products at high discounts. [read post]
28 Nov 2016, 6:27 am
Under Armour is changing the ticker symbols of its Class A Common Stock and Class C Common Stock, both of which are listed on the New York Stock Exchange. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
8 Mar 2023, 10:00 pm
On October 26, 2022, the US Securities and Exchange Commission (SEC) announced the adoption of its new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq), to establish listing standards for compensation recovery (clawback) policies. [read post]
