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27 Dec 2005, 12:28 pm
Was he depriving himself, if he married yet again and had children by a third wife - it is not unheard of for a man in his sixties or seventies to marry a young wife and father children - of the means of providing for them? [read post]
11 May 2009, 12:42 pm
The Eighth Circuit noted the split between the approaches in Gartenberg and Jones, and concluded "the Gartenberg factors provide a useful framework for resolving claims of excessive fees, notwithstanding the substantial changes in the mutual fund industry that have occurred in the intervening years. [read post]
29 Jul 2020, 6:04 am
Active equity mutual funds are well known to have underperformed passive benchmarks net of fees. [read post]
5 Jul 2022, 8:39 am by Silver Law Group
According to FINRA Disciplinary actions for June 2022, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Kyleigh Haynes   Northwestern Mutual Investment Services, LLC   Grant Hebeisen   U.S. [read post]
22 May 2017, 10:00 am by Andrew Keane Woods
Because states can no longer get access to data by simply asking the local telecom provider for it, they must instead ask the internet service provider (such as Facebook, Google, or Microsoft) for the data, and that provider often cannot and will not comply without a warrant from a U.S. judge. [read post]
23 Jul 2010, 11:25 am
SunTrust Investment Services Fined $1.44 Million for Fraudulent Sales of Unit Investment trusts and Mutual Funds. [read post]
28 Sep 2020, 11:10 am by Disability Lawyers Dell & Schaefer
This is one reason why it is often more beneficial for disability claimants to sue Northwestern Mutual shortly after receiving a denial letter rather than trying to appeal the denial or attempting to re-file the claim while providing more information. [read post]
7 Oct 2021, 9:05 pm by News Desk
The domestic mutual reliance framework provides opportunities for the FDA and partners to jointly identify needs to better protect the public and leverage work from other regulatory programs. [read post]
9 Dec 2008, 5:00 am
  Bostick learned that Flex only had a $1 million insurance policy through Atlantic Mutual. [read post]
29 Sep 2017, 9:05 am by David Oxenford
The FCC yesterday released a Public Notice providing the details for its settlement window for mutually exclusive applications for new FM translators to rebroadcast AM stations. [read post]
12 Apr 2010, 5:00 am by Doug Cornelius
The Mutual Funds The Fidelity mutual funds are publicly traded, but do not have any employees. [read post]
30 Oct 2015, 2:04 pm by D. Daxton White
” The foregoing information, which is publicly available here, is being provided by The White Law Group. [read post]
3 Dec 2013, 9:21 am
The Public Notice also provided the following information: Mutually Exclusive Applications: For applications that do not meet the minimum separation requirements of the FCC's rules, parties are allowed to negotiate settlements and/or file technical amendments to resolve conflicts after the FCC releases the MX Public Notice. [read post]
19 Jul 2019, 11:40 am by Renae Lloyd
  Of the 56 firms sanctioned, 43 were granted extraordinary cooperation and not fined.2 Free Consultation with a Securities Fraud Attorney This information is all publicly available and provided to you by The White Law Group. [read post]
7 Dec 2017, 8:28 pm by Silviana Cocan
In September 2015, they were 48 supporting states, according to the list provided by the Council of Europe (COE). [read post]
23 Oct 2007, 8:38 pm
The Terms of Reference for the Inquiry were:• Are former mutuals better than remaining mutuals at providing financial services? [read post]
26 Oct 2021, 9:37 am by The White Law Group
 Mutual fund switching occurs when a customer sells mutual fund shares and reinvests the proceeds in another mutual fund company, often incurring additional charges and commissions. [read post]